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Re: 1kgwxman post# 55971

Thursday, 05/28/2026 11:53:33 AM

Thursday, May 28, 2026 11:53:33 AM

Post# of 56166
A market maker is unlikely to even try to file a 211 with FINRA... The rules have changed making them much more liable than before.

A market maker will not file a Form 211 when the issuer’s disclosures are incomplete, unverifiable, or risky enough that filing exposes the MM to FINRA enforcement, 8210 requests, or 15c2-11 liability. AMFN has many high-risk issues that could cause a MM to not even try... There are huge red flags such has all the promotion and conflicting disclosure.


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Watch your wallet


Buyer Beware
Social Media Promoted Frontload Pump and Dump Share Selling Scam



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I expose stock scams to gain knowledge about investigating the stock market players and for the entertainment it invariably generates. I've received NO compensation in any form for such, except for a few thank yous...

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