Lehman Brothers Financial SA (LEHNQ)

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We do not believe we have any direct records for any shares that you may have held, as explained below:



In connection with the preferred shares, to the extent you held them through a bank or brokerage firm, any distribution, if any, would be made through the firm holding your shares, and Lehman would not have any record of the name of any beneficial owners. (To the extent any individuals held on the books and records of Lehman’s transfer agent, any distribution, if any, would be made based on those records.)



In connection with the LBHI Capital Trust Preferred Securities, any distributions would be made to the trustee for the trust preferred shares, BNY Mellon. Neither LBHI nor BNY Mellon would have any record of your name, since all of the securities are held through a bank or brokerage firm. LBHI would be required to make any payment, if any, to the trustee. BNY Mellon would then be responsible for processing the distribution, if any – and any resulting payment to holders would similarly be channeled through the banks and brokerage firms holding the securities on behalf of beneficial owners.





Kind Regards,

EPIQ April 7, 2026