Lehman Brothers Financial SA (LEHNQ)

[cottonisking]

NOTICE OF AMENDMENT TO PLAN TRUST AGREEMENT:

UNITED STATES BANKRUPTCY COURT
SOUTHERN DISTRICT OF NEW YORK
--------------------------------------------------------------------------x
In re: : Chapter 11 Case No.
:
LEHMAN BROTHERS HOLDINGS INC., et al. : 08-13555 (MG)
:
Debtors. : (Jointly Administered)
--------------------------------------------------------------------------x
NOTICE OF AMENDMENT TO PLAN TRUST AGREEMENT
ATTENTION HOLDERS OF RECORD OF STOCK OF LEHMAN BROTHERS HOLDINGS INC.
(INCLUDING ANY PERMITTED🎯 SUCCESSOR THEREOF) AS OF 🎯MARCH 6, 2012:
PLEASE TAKE NOTICE THAT BY UNANIMOUS WRITTEN CONSENT, DATED [?], THE
TRUSTEES UNDER THE PLAN TRUST AGREEMENT, DATED AND EFFECTIVE AS OF MARCH
6, 2012, BY AND AMONG LEHMAN BROTHERS HOLDINGS INC. (“THE CORPORATION”) AND
SUCH TRUSTEES (THE “PLAN TRUST AGREEMENT”), VOTED UNANIMOUSLY TO APPROVE
AN AMENDMENT TO THE PLAN TRUST AGREEMENT (THE “PLAN TRUST AMENDMENT”)
(A) TO PROVIDE THAT THE PLAN TRUST SHALL TERMINATE ON THE EARLIER OF:
(I) THIRTY (30) DAYS AFTER THE 🎯FINAL DISTRIBUTION OF ALL OF THE STOCK
DISTRIBUTIONS IN ACCORDANCE WITH THE TERMS OF THE TRUST AGREEMENT, THE
PLAN AND THE CONFIRMATION ORDER AND THE CANCELLATION OF THE PLAN TRUST
STOCK AND (II)🎯 DECEMBER 6, 2029 AND (B) THAT, IN THE EVENT OF A VACANCY IN THE
CORPORATION’S BOARD OF DIRECTORS, SUCH VACANCY DOES NOT NEED TO BE FILLED,
PROVIDED THERE IS AT LEAST ONE DIRECTOR.
PLEASE TAKE FURTHER NOTICE THAT UPON THE MOTION OF LEHMAN BROTHERS
HOLDINGS INC. FOR APPROVAL OF THE PLAN TRUST AMENDMENT AND EXTENSION OF THE
PLAN TRUST (THE “MOTION”), ON [?], 2025, THE UNITED STATES BANKRUPTCY COURT FOR
THE SOUTHERN DISTRICT OF NEW YORK ENTERED AN ORDER APPROVING THE (i) PLAN
TRUST AMENDMENT AND (ii) THE REDUCTION OF THE NUMBER OF THE MEMBERS OF THE
BOARD OF DIRECTORS, AND AMENDMENT OF ANY DOCUMENT REQUIRED TO
ACCOMPLISH THE INTENT THEREOF.
PLEASE TAKE FURTHER NOTICE THAT UPON PUBLICATION OF THIS NOTICE, PURSUANT
TO SECTION 8.1 OF THE PLAN TRUST AGREEMENT, THE AMENDMENT HAS BECOME
EFFECTIVE.
Dated: [?], 2025
New York, New York
Lehman Brothers Holdings Inc.,
Plan Administrator
08-13555-mg Doc 61844 Filed 09/12/25 Entered 09/12/25 16:16:42 Main Document
Pg 56 of 56