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surfkast

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surfkast

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Re: dukeb post# 150201

Tuesday, 08/05/2025 10:58:54 AM

Tuesday, August 05, 2025 10:58:54 AM

Post# of 161172
They must know Jacob Fernane!

Dawson James Securities, a Boca Raton, Florida-based firm, and its CEO, Robert Dawson Keyser Jr., have agreed to pay fines to Finra over multiple compliance failures over the past decade, including lapses in preserving business-related text messages and conducting due diligence on private placement offerings.

All my posts on the site are to be considered opinions.

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