AI
Thursday, May 22, 2025 6:11:48 AM
6, 12, 2023 —
SEC charged investment adviser Sabby Management LLC & managing partner,Hal D. Mintz,w/ fraud in connection w/ a long running scheme involving misrepresentations & violations of rules for short selling & order making, + other violative trading, that generated $2M + in illegal profits.
From at least March 2017- May 2019 Sabby | Mintz repeatedly circumvented trading rules to conduct unlawful trades in the stock of 10 PUBLIC COMPANIES. Sabby | Mintz engaged in
illegal “naked short selling” by intentionally|improperly placing short sales when they knew or were reckless in not knowing that they had not borrowed or located the shares, & then failed to make timely delivery of the shares.
The purpose was to earn profits they could not have gained by legal trading.
https://www.sec.gov/news/press-release/2023-107
"..wow.....like..me too..... but for stocks........right?......"
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