Lehman Brothers Financial SA (LEHNQ)

[cottonisking]

LEHKQs' Underwriters:

Lehman Brothers Inc.

1,235,000
A.G. Edwards & Sons, Inc. 1,227,500
👉️Morgan Stanley & Co. Incorporated 1,227,500
Prudential Securities Incorporated 1,227,500
Salomon Smith Barney Inc. 1,227,500
UBS Warburg LLC 1,227,500
Wachovia Securities, Inc. 1,227,500
👉️Banc of America Securities LLC 400,000
👉️Fidelity Capital Markets 400,000
ABN AMRO Incorporated 100,000
Banc One Capital Markets, Inc. 100,000
👉️Bear, Stearns & Co. Inc. 100,000
BNP Paribas Securities Corp. 100,000
Charles Schwab & Co., Inc. 100,000
👉️Deutsche Bank Securities Inc. 100,000
Fahnestock & Co. Inc. 100,000
Goldman, Sachs & Co. 100,000
HSBC Securities (USA) Inc. 100,000
👉️J.P. Morgan Securities Inc. 100,000
Quick & Reilly, Inc. 100,000
RBC Dain Rauscher Inc. 100,000
Stifel, Nicolaus & Company, Incorporated 100,000
U.S. Bancorp Piper Jaffray, Inc. 100,000
Wells Fargo Investment Services, LLC 100,000
Advest, Inc. 50,000
BB&T Capital Markets, a Division of Scott & Stringfellow 50,000
BC Zeigler & Company 50,000
C.L. King & Associates, Inc. 50,000
Davenport & Company LLC 50,000
H&R Block Financial Advisors, Inc. 50,000
Janney Montgomery Scott Inc. 50,000
J.J.B. Hilliard, W.L. Lyons, Inc. 50,000
Legg Mason Wood Walker, Incorporated 50,000
Maxim Group LLC 50,000
McDonald Investments Inc., a KeyCorp Company 50,000
McGinn, Smith & Co., Inc. 50,000
Mesirow Financial, Inc. 50,000
Morgan Keegan & Company, Inc. 50,000
Pershing, a Division of Donaldson, Lufkin & Jenrette 50,000
Raymond James & Associates, Inc. 50,000
Robert W. Baird & Co., Incorporated 50,000
Ryan Beck & Co. LLC 50,000
Southwest Securities, Inc. 50,000
Suntrust Capital Markets, Inc. 50,000
TD Securities (USA) Inc. 50,000
William Blair & Company L.L.C.


https://www.sec.gov/Archives/edgar/data/1053521/000104746903008715/a2105395z424b2.htm