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surfkast

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surfkast

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Re: TenKay post# 142816

Sunday, 04/27/2025 7:08:30 PM

Sunday, April 27, 2025 7:08:30 PM

Post# of 161115
From the frying pan into the fire?
Lucas R. Hales of Austin, Texas, a stockbroker registered with Virtu Americas LLC, has been fined $10,000.00 and suspended for 12 months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Hales engaged in selling away or private securities transactions totaling $3,000,000.00 without notifying his firm. Letter of Acceptance, Waiver, and Consent No. 2022076767001 (January 18, 2024).

https://securitiesarbitrations.com/lucas-hales/

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