Thursday, January 16, 2025 12:09:56 PM
Perhaps I shouldn't be too harsh on the SEC and FINRA; this situation might be so overwhelming that they're struggling to manage it. However, the fact that they're reluctant to provide blue sheet data on MMTLP—what does that imply?
From your article NoMoDo...
For more than five years, Robinhood Securities failed to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. Robinhood Securities admitted the SEC’s findings concerning blue sheet filings.
The SEC’s order finds that Robinhood Securities violated Rules 200(g), 203(b)(1), and 204(a) of Reg SHO. The order further finds that both firms violated Rule 30(a) of Regulation S-P, Rule 201 of Regulation S-ID, and the broker-dealer recordkeeping and reporting provisions of the federal securities laws.
But TenKay wants us all to believe because of RegSho and FTD's this isn't happening!
LOL!
From your article NoMoDo...
For more than five years, Robinhood Securities failed to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. Robinhood Securities admitted the SEC’s findings concerning blue sheet filings.
The SEC’s order finds that Robinhood Securities violated Rules 200(g), 203(b)(1), and 204(a) of Reg SHO. The order further finds that both firms violated Rule 30(a) of Regulation S-P, Rule 201 of Regulation S-ID, and the broker-dealer recordkeeping and reporting provisions of the federal securities laws.
But TenKay wants us all to believe because of RegSho and FTD's this isn't happening!
LOL!
Recent RWAX News
- TAP Real Estate Welcomes Jeff Jarrard as Chief Technology Officer • GlobeNewswire Inc. • 04/09/2026 10:10:00 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 04/06/2026 08:05:24 PM
- Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405] • Edgar (US Regulatory) • 03/31/2026 05:17:19 PM
- Form 8-K - Current report • Edgar (US Regulatory) • 03/30/2026 01:05:32 PM
- TAP Real Estate Technologies Announces Completion of Corporate Name Change and New Ticker Symbol • GlobeNewswire Inc. • 03/04/2026 10:13:00 PM
