Humanigen Inc (HGENQ)

[cowtown jay]

I might keep looking, but I don't see any enforcement actions filed by the SEC either as an Admin Proceeding, or as a Litigation Release, against Dale.

I found a record filed in the US District Court for the Eastern District of Pennsylvania on August 11, 2023.

https://dockets.justia.com/docket/pennsylvania/paedce/2:2023mc00115/612553

And I found a record of Dale's Appeal filed in the U.S. Court of Appeals, Third Circuit, on October 4, 2023

https://dockets.justia.com/docket/circuit-courts/ca3/23-2776

Several of the docketed items are sealed.

So I can't make a connection between these proceedings and the Humanigen bankruptcy case. But I feel confident that connection exists, and by Dale prevailing in his Appeal, that will bode well for the bankruptcy case, if not obliterate it.

'Stocktwits' poster TwongStocks notes, "Seems the parties have worked out their issues. Per para 5, the US Trustee and UCC do not object to this revision. Taran does not consent or object. So as long as there are no more objections, the Court will likely finalize the bid procedures order."

https://stocktwits.com/TwongStocks/message/559238962

We'll have to see if the issues that were worked out relate to Dale's Appeal, as I suspect to be the case.