Lehman Brothers Financial SA (LEHNQ)

[cottonisking]

Show the little people your shorts/secrets $0.0003:

What is the new rule for 13f?
New Rule 13f-2 under the Securities Exchange Act of 1934 (the “Exchange Act”) will require “institutional investment managers” that engage in short sales of “equity securities” in excess of certain thresholds to file new Form SHO with the SEC monthly.Oct 23, 2023
https://www.ropesgray.com › alerts
SEC Adopts New Reporting Regime for Short Sales | Insights

What are the new SEC rules to shine a light on short selling?

First proposed in late 2021 and early 2022, the rules will require investors to report their short positions to the agency, and companies that lend out shares to report that activity to the Financial Industry Regulatory Authority (FINRA), a self-regulatory body that polices brokers.Oct 13, 2023
https://www.reuters.com › markets
New US SEC rules to shine a light on short selling | Reuters