The SEC filed litigation against Adam Long, LG Capital LLC and Oasis Capital LLC, charging them as unregistered dealers. https://www.sec.gov/litigation/litreleases/lr-25872 https://www.sec.gov/files/litigation/complaints/2023/comp25872.pdf This article about the SEC Complaint against Long, L2 and Oasis includes a nice update on ALL of the SEC unregistered dealer cases over the past few years: https://www.securitieslawyer101.com/2023/sec-charges-adam-r-long-and-his-two-companies-l2-capital-llc-and-oasis-capital-llc-as-unregistered-dealers/