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nodummy

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nodummy

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Sunday, 10/01/2023 10:41:13 AM

Sunday, October 01, 2023 10:41:13 AM

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The SEC filed litigation against Adam Long, LG Capital LLC and Oasis Capital LLC, charging them as unregistered dealers.

https://www.sec.gov/litigation/litreleases/lr-25872
https://www.sec.gov/files/litigation/complaints/2023/comp25872.pdf

This article about the SEC Complaint against Long, L2 and Oasis includes a nice update on ALL of the SEC unregistered dealer cases over the past few years:

https://www.securitieslawyer101.com/2023/sec-charges-adam-r-long-and-his-two-companies-l2-capital-llc-and-oasis-capital-llc-as-unregistered-dealers/
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