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Post# of 112709
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mick

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Re: TenKay post# 98678

Thursday, 01/05/2023 6:40:21 PM

Thursday, January 05, 2023 6:40:21 PM

Post# of 112709
courtesy of ten-k , $MIKP /\ https://www.finra.org/filing-reporting/over-the-counter-reporting-facility-orf/form-211

Regulatory Notice 21-33: FINRA Adopts Amendments to Rule 6432 Regarding Compliance With the Information Requirements of SEC Rule 15c2-11
Regulatory Notice 17-26: FINRA Adopts New Electronic Form 211 for Purposes of Compliance with FINRA Rule 6432
Rule Filing: Proposed Rule Change to Implement a New Electronic Form 211

huge reading
https://www.finra.org/rules-guidance/notices/21-33
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