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Re: db7 post# 196

Wednesday, 03/23/2022 1:51:54 PM

Wednesday, March 23, 2022 1:51:54 PM

Post# of 246
You've got me digging. The only claim [SEC] that I'm aware of was claim #11 submitted last spring 5/6/2021 ..but it doesn't reveal an amount. It refers you to the attachment.

Attachment A

This claim is an undetermined claim for penalties, disgorgement, and prejudgment interest arising from possible violations of the federal securities laws. The Securities and Exchange Commission (“SEC”) has been conducting an investigation into certain prebankruptcy transactions involving the debtor. Based on this investigation, the SEC may file a civil action against the debtor in an appropriate forum. The SEC reserves the right to amend and supplement this claim as appropriate under the circumstances.

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