Wednesday, September 22, 2021 10:27:12 PM
go into effect to enhance investor protection and improve issuer transparency. These amendments
restrict the ability of market makers to publish quotations for those companies that have not made
required current financial and company information available to regulators and investors.
Ahead of the regulatory enforcement date, TD Ameritrade will only accept orders to liquidate positions -
(i.e. no new buy orders) starting on or after September 3, 2021. Please note: After the amendment
officially goes into effect on September 28, 2021, it may be more difficult to liquidate these securities.
Quoting and market liquidity may also be very limited.
The list is below as of September 20, 2021 and is subject to change at any time:"
https://www.tdameritrade.com/retail-en_us/resources/pdf/TDA101550.pdf
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