AMC Entertainment Holdings Inc (AMC)

[Beek]

Which of the 59 times in past 12 years are you referring to? Any of these?

"On July 16, 2020, Citadel Securities agreed to a $700,000 fine by FINRA for executing customer orders at prices worse than it traded for its own account. It was allowed to neither admit nor deny the charges. The activities did not occur over a matter of days or weeks – but over a period of years.

On November 13, 2020, FINRA fined Citadel Securities $180,000 for failing to mark 6.5 million equity trades as short sales. Citadel did not admit or deny the allegations but paid the fine. The activity occurred between September 14, 2015 and July 21, 2016.

On December 10, 2018 the Securities and Exchange Commission fined Citadel Securities $3.5 million for the following:

“From November 2012 to August 2016, Citadel submitted 2,774 EBS to the Commission, all of which contained deficient information, resulting in incorrect reporting of trade execution time data for approximately 80 million trades. As a result, Citadel violated the recordkeeping and reporting requirements of Section 17(a)(1) of the Exchange Act and Rules 17a-4(j) and 17a-25 thereunder.”

Ref: https://wallstreetonparade.com/2021/02/gamestop-hearing-citadels-ken-griffin-doesnt-let-the-brutal-facts-get-in-the-way-of-his-testimony/