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Re: Dr Zaius post# 138485

Tuesday, 01/05/2021 11:30:59 PM

Tuesday, January 05, 2021 11:30:59 PM

Post# of 236694
SEC Charges Unregistered Penny Stock Dealer

Litigation Release No. 24886 / September 3, 2020

Securities and Exchange Commission v. John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, L.P., St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC, No. 1:20-cv-05227 (N.D. Ill. filed September 3, 2020)

The SEC alleges that Fife and his companies engaged in more than 250 convertible transactions with approximately 135 issuers, sold more than 21 billion newly-issued penny stock shares into the market, and obtained more than $61 million in profits.


https://www.sec.gov/litigation/litreleases/2020/lr24886.htm

LENDER:
STREETERVILLE CAPITAL, LLC
By:
/s/ John Fife

John M. Fife, President

https://www.sec.gov/Archives/edgar/data/1175680/000119312520321698/d42639dex103.htm
Volume:
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Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y
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