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Re: Goofy R post# 43841

Thursday, 05/07/2020 3:17:48 PM

Thursday, May 07, 2020 3:17:48 PM

Post# of 64913

DIRECT FROM THE FINRA REPORT:

Quote:This broker has been involved in one or more disclosure events involving certain final criminal matters, regulatory actions, civil judicial proceedings, arbitrations or civil litigations.{sic}



I assume that the FINRA did not put the "red" emphasis in their report.

I'm more concerned with the, "OR" that I emphasized in blue. As I read the FINRA report, there was no criminal complaint. By designating "or", FINRA stated that it was one of the group listed above.

Did I misread something?

DON'T PISS ON MY LEG AND TELL ME IT'S RAINING

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