Tuesday, January 21, 2020 1:06:56 PM
Item 4.
Ownership.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item
1.
(a)
Amount beneficially owned:
Sabby Healthcare Master Fund, Ltd. - 1,137,260
Sabby Volatility Warrant Master Fund, Ltd. - 1,137,260
Sabby Management, LLC - 1,137,260
Hal Mintz - 1,137,260
(b)
Percent of class:
Sabby Healthcare Master Fund, Ltd. - 9.99%
Sabby Volatility Warrant Master Fund, Ltd. - 9.99%
Sabby Management, LLC - 9.99%
Hal Mintz - 9.99%
Sabby Healthcare Master Fund, Ltd.
By: /s/ Harry Thompson
Name: Harry Thompson
Title: Authorized Person of TDF Management Ltd.,
a Director
Sabby Volatility Warrant Master Fund, Ltd.
By: /s/ Harry Thompson
Name: Harry Thompson
Title: Authorized Person of TDF Management Ltd.,
a Director
Sabby Management, LLC*
By: /s/ Robert Grundstein
Name: Robert Grundstein
Title: Chief Operating Officer
/s/ Hal Mintz*
Hal Mintz
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