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Re: Huggy Bear post# 14552

Tuesday, 03/12/2019 6:30:10 PM

Tuesday, March 12, 2019 6:30:10 PM

Post# of 15218
Our regulation plays a critical role in America’s financial system—by enforcing high ethical standards, bringing the necessary resources and expertise to regulation and enhancing investor safeguards and market integrity—all at no cost to taxpayers.

Every investor in America relies on one thing: fair financial markets. That's why FINRA works every day to ensure that:

every investor receives the basic protections they deserve;
anyone who sells a securities product has been tested, qualified and licensed;
every securities product advertisement used is truthful, and not misleading;
any securities product sold to an investor is suitable for that investor's needs; and
investors receive complete disclosure about the investment product before purchase.