Here's a link explaining the rule 3210. <A HREF="http://www.nasd.com/RulesRegulation/NoticestoMembers/2006NoticestoMembers/NASDW_016719" target="_blank">http://www.nasd.com/RulesRegulation/NoticestoMembers/2006NoticestoMembers/NASDW_016719</A> Maybe some of us can place some calls.