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Re: dragon52 post# 16374

Saturday, 07/21/2018 6:24:18 PM

Saturday, July 21, 2018 6:24:18 PM

Post# of 18667
There are so many companies in the market that the SEC nor FINRA spend time monitoring each one. It's all in a general watch over unless someone brings it to their attention.

That's true. But the SEC doesn't just pick up the phone, listen to a "tip" for 15 minutes, and then suspend the stock in question. They do their own digging.

FINRA's OFDMI also conducts investigations and makes referrals to the SEC.
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