Nasdaq Regulation SHO (Threshold Security List - Friday, September 15, 2006)
ABLE ABLE ENERGY INC S Y N
ACEL ALFACELL CORP S Y N
ACKHQ ARMSTRONG HLDGS INC(HLDG CO) U Y N
ACMG Alcard Chemicals Group, Inc. ( u Y N
ACTC ADVANCED CELL TECHNOLOGY, INC. U Y N
AGIX ATHEROGENICS INC G Y N
AGOCP ARGO CAP TST CO 11%CAP SECS u N Y
AGTA ARGENTA SYSTEMS, INC. U Y N
AHBRF ALHAMBRA RES LTD u N Y
AICX APPLIED IMAGING CORP NEW U Y N
AMZB AMAZON BIOTECH INC U Y N
ANCCQ AIRNET COMMUNICATIONS CORP NEW u Y N
ARCAF ARCADIS N.V. NY REG SHS Q Y N
ARCFF AUGUSTA RESOURCE CORP u N Y
ARCI APPLNC RECYCLNG CTRS AMER S Y N
ARZNF ARZAN INTL (1991) LTD ORD u Y N
ASAQW Ascend Acquisition Corp. Warra U Y N
ASDFF ACERO-MARTIN EXPLORATION INC u N Y
AUGC AuGRID Corporation New Common u Y N
AVNR AVANIR PHARMACEUTICALS CL A NE G Y N
BCLC Bicoastal Communications Inc. u Y N
BDCO BLUE DOLPHIN ENERGY CORP S Y N
BHUB BIGHUB.COM INC (THE) u Y N
BLLD BULLDOG TECHNOLOGIES INC NEW U Y N
BNET BION ENVIRONMENTAL TECHNOLOGIE u N Y
BRLC SYNTAX-BRILLIAN CORPORATION G Y N
BUNM BURNED MEDIA LTD u Y N
CAIGY ELETROBRAS CENTRAIS ADR (PRF) u N Y
CAYRF Copper Canyon Resources Ltd Co u N Y
CBOU CARIBOU COFFEE COMPANY INC G Y N
CDGF Consolidated Goldfields Corpor u N Y
CEEC CHINA EVERGREEN ENVIRONMENTAL U Y N
CERTF CERTICOM CORP (F) u N Y
CGLD CAPITAL GOLD CORP U Y N
CHCI COMSTOCK HOMEBUILDING COMPANIE G Y N
CINT CRYSTAL INTL TRAVEL GROUP COM U Y N
CKCM CLICK COMM INC G Y N
CPWT Cell Power Technologies, Inc. U Y N
CROX CROCS INC Q Y N
CSHD Conversion Solutions Holdings U Y N
CTDC CHINA TECHNOLOGY DEVELOPMENT G S Y N
CVCP Cavico Corporation Common Stoc u Y N
CXPO CRIMSON EXPLORATION, INC. U Y N
CYLC County Line Energy Corp. Commo u N Y
CYTR CYTRX CORP S Y N
DALRQ DELTA AIR LINES INC DEL u Y N
DHOM DOMINION HOMES INC G Y N
DLGS DIALOG SEMICONDUCTOR PLC G Y N
DORLO DORAL FINANCIAL CP PFD SER B u Y N
DSCI DERMA SCIENCES INC U Y N
EBRRF EMBER RESOURCES, INC u N Y
EERG ETERNAL ENERGY CORP U Y N
EGIL Edgetech International, Inc. C u Y N
EMED MEDCOM USA INC-NEW U Y N
EPCT EPICEPT CORPORATION G Y N
ESCL ESCALA GROUP INC Q Y N
ETGMF ENTOURAGE MINING LTD (CANADA) U Y N
ETLS ETOTALSOURCE INC U Y N
EVST EVERLAST WORLDWIDE INC S Y N
EXBY Exabyte Corporation New Common U Y N
FCXGL FREEPORT MCMORAN COPPER & GOLD u Y N
FETCF FAR EASTONE TELECOMM CO LTD SP u N Y
FMRX FAMILYMEDS GROUP INC NEW S Y N
FOLGF FALCON OIL & GAS LTD u N Y
FSBK FIRST SOUTH BANCORP INC Q Y N
GCEGF GEOCAN ENERGY INC u N Y
GGTS GAMING TRANSACTIONS INC u Y N
GHLT GHL TECHNOLOGIES INC COM STK u N Y
GLIF GRANT LIFE SCIENCES INC U Y N
GLLC GLOBAL LINKS CORPORATION COM S u Y N
GWAQW GREAT WALL ACQUISITION CORP WT U Y N
HALO Halo Technology Holdings, Inc. U Y N
HCTL HEALTHCARE TECHNOLOGS LTD S Y N
HLPPY HANG LUNG PPTYS LTD SPONS ADR u N Y
HMGN HEMAGEN DIAGNOSTICS INC U Y N
HRREF H&R REAL ESTATE INVT TR UNIT u N Y
HSOA HOME SOLUTIONS OF AMERICA INC G Y N
HYTM HYTHIAM INC G Y N
IAWK IASIAWORKS, INC u Y N
IDWD IDS WORLDWIDE INC u N Y
IFON INFOSONICS CORPORATION G Y N
IFRTF INTL FRONTIER RES CORP u N Y
IMFN IMPSAT FIBER NETWORKS INC NEW U Y N
IMJX IMAGEXPRESS INC u Y N
IMMU IMMUNOMEDICS INC G Y N
IOTN IONATRON INC G Y N
IPMG INTERNATIONAL PRECIOUS MINERAL u Y N
ISBL Ise Blu Equity Corp Common Sto u Y N
ISCR instaCare Corp. New Common Sto U Y N
ISRY ISORAY INC U Y N
IVOW IVOW INC NEW S Y N
JADE LJ INTL INC G Y N
JCDS JC DATA SOLUTIONS INC u Y N
JRCC JAMES RIVER COAL NEW G Y N
LBTN LIFELINE BIOTECHN INC NEW u Y N
LBTS LIBERTY STAR GOLD CORP U Y N
LIPD LIPID SCIENCES INC ARIZ G Y N
LNEGF LOON ENERGY INC u N Y
LSMJ LEASESMART INC u Y N
MAUXF MART RESOURCES INC (F) u N Y
MBEU MORGAN BEAUMONT INC U Y N
MCHX MARCHEX INC G Y N
MDTA MEGADATA CORP U Y N
MDTL MEDIS TECHNOLOGIES LTD G Y N
MFLX MULTI-FINELINE ELECTRONIX INC Q Y N
MNCPP MOTIENT CORP NEW PFD CONV SERS u Y N
MODC Modern Technology Corp. New Co U Y N
MOVI MOVIE GALLERY INC G Y N
MSMAW MILLSTREAM II ACQUISITION CORP U Y N
MSTRW MICROSTRATEGY INC Q Y N
MTSX METAL STORM LTD S Y N
NAVR NAVARRE CORP G Y N
NAWL NATUREWELL INC U Y N
NFLD NORTHFIELD LABORATORIES INC G Y N
NGAS NGAS RESOURCES INC Q Y N
NHYB NATIONAL HYPERBARIC REHAB CTN u Y N
NILE BLUE NILE INC Q Y N
NNGB Nano Global, Inc. Common Stock u Y N
NRMX NEUROCHEM INC G Y N
NTRZ NUTRACEA NEW U Y N
NVBG NOVA BIOGENETICS INC U Y N
NVEC NVE CORPORATION NEW S Y N
OBPFF ONDINE BIOPHARMA CORP u N Y
OECI ORBIT E-COMMERCE INC U Y N
OLAB ORALABS HOLDING CORP S Y N
ONCM ONCOLOGY MED INC COM STK u Y N
ONEI ONEIDA LIMITED u Y N
OSCI OSCIENT PHARMACEUTICALS CORP G Y N
OSTK OVERSTOCK COM INC DEL G Y N
PARL PARLUX FRAGRANCES INC Q Y N
PBME PACIFIC BIOMETRICS INC NEW U Y N
PEIX PACIFIC ETHANOL, INC. G Y N
PEYUF PEYTO ENERGY TRUST UNITS (CDA) u N Y
PGDP PARAMOUNT GOLD MINING CORP COM u N Y
PGWC PEGASUS WIRELESS CORP. (NV) G Y N
PMQC Paramount Acquisition Corporat U Y N
PNPFF PINETREE CAPITAL LTD u N Y
PTFC PENN TRAFFIC CO NEW u N Y
PTJRY PETROJARL ASA SPONSORED ADR (N u N Y
PTSG PETROSEARCH ENERGY CORP U Y N
PWEI PW EAGLE INC G Y N
PXTE PAXTON ENERGY INC u N Y
QFAB QUAKER FABRIC CORP G Y N
QURAF QUATERRA RESOURCES INC LTD u N Y
RBAKZ REDBACK NETWORKS INC WT EXP $9 U Y N
RCCC RURAL CELLULAR CORP CL-A G Y N
RGDFF Reunion Gold Corporation Ordin u N Y
RMIX U.S. CONCRETE INC G Y N
RRCG REALITY RACING, INC u Y N
RSTO RESTORATION HARDWARE INC G Y N
SATC SATCON TECHNOLOGY CORP G Y N
SBKEF SHININGBANK ENERGY INCOME FD u N Y
SEVIE SYSTEMS EVOLUTION INC U Y N
SHCAY SHARP CORP ADR (U S) u N Y
SKYVF SKYGOLD VENTURES LTD u N Y
SMAS Pivotal Technology Inc Common u Y N
SMKG SMART CARD MARKETING SYSTEMS I u Y N
SMNPF SCORPIO MINING CORP u N Y
SMVD SMARTVIDEO TECHNOLOGIES INC U Y N
SNDFF SOUND ENERGY TRUST ORD SHS (CA u N Y
SOIGF STRATA OIL & GAS, INC. U Y N
SOLAF SOLA RESOURCE CORPORATION u Y N
SOLM SOLOMON TECHNOLOGIES INC U Y N
SPZN SPEIZMAN INDUSTRIES INC u Y N
STHJF STRATHMORE MINERALS CORP u N Y
STIY STINGER SYS INC U Y N
TDSC 3 D SYSTEMS CORP NEW G Y N
TDYH TANDEM ENERGY HOLDINGS INC. u Y N
THDOQ 3DO COMPANY (THE) NEW u Y N
THLD THRESHOLD PHARMACEUTICALS, INC G Y N
TLHO TRESTLE HLDGS INC U Y N
TNOLF TECHNOPRISES LTD u Y N
TRLG TRUE RELIGION APPAREL INC G Y N
TSIX 360 Global Wine Company New Co U Y N
TUEFF TITAN URANIUM INC. (CANADA) u N Y
UCMT UNIVERSAL CAPITAL MANAGEMENT I U Y N
UEYCF U.T.S. ENERGY CORP u N Y
UNMPL UNUMPROVIDENT CORP ADJ CONV RA u Y N
VAPH VASO ACTIVE PHARM INC CL A U Y N
VERT VERTICALNET INC NEW COM STK S Y N
VSGN VASOGEN INC. G Y N
VVVFF VERSATILE SYSTEMS INC (CANADA) u N Y
WBMD WEBMD HEALTH CORP CL A Q Y N
WCHG WATERCOLOR HOLDINGS CORP COM S u Y N
WIRE ENCORE WIRE CORP Q Y N
WNBD Winning Brands Corporation Com u Y N
WNDXQ WINN-DIXIE STORES INC u Y N
WRMA WIREMEDIA INC u N Y
WSDT WISDOMTREE INVESTMENTS, INC. u N Y
WXJXF WERSTERN CANADIAN COAL CORP u N Y
XTLB XTL BIOPHARMACEUTICALS AMERICA G Y N
ZIXI ZIX CORPORATION G Y N
ZOLT ZOLTEK COMPANIES INC G Y N
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