Threshold Triggered

[fourkids_9pets]

5.4.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Thursday, May 04, 2017
Download
5/4/2017 11:00:19 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 CBIO	CATALYST BIOSCIENCES INC COM N	S	Y	N 
 CBLI	CLEVELAND BIOLABS INC COM STK	S	Y	N 
 CIZ	VICTORY PORTFOLIOS II SHS DEV	G	Y	N 
 DGLD	VELOCITYSHS 3X INVERSE GOLD ET	G	Y	N 
 FBZ	FIRST TRUST BRAZIL ALPHADEX FU	G	Y	N 
 FCEF	FIRST TR ETF VIII CEF INCOME O	G	Y	N 
 FEMB	FIRST TR ETF EMERGING MARKETS	G	Y	N 
 FONE	FIRST TRUST NASDAQ CEA SMARTPH	G	Y	N 
 GLBS	GLOBUS MARITIME LIMITED SHS NE	S	Y	N 
 IDXG	INTERPACE DIAGNOSTICS GROUP IN	S	Y	N 
 IMNP	IMMUNE PHARMACEUTICALS INC COM	S	Y	N 
 JSMD	JANUS DETROIT STR TR SMALL/MID	G	Y	N 
 MTFB	MOTIF BIO PLC SPONSORED ADR	S	Y	N 
 POLA	POLAR PWR INC. COM	        S	Y	N 
 SNGX	SOLIGENIX INC COM PAR $.001	S	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N

OTC Threshold Securities as of May 4, 2017 Threshold Issue Data Information
Issue

05/04/2017 ABBY Abby, Inc Common Stock Other OTC Y N
05/04/2017 ADPTQ Adeptus Health Inc. Class A Common Stock Other OTC N Y
05/04/2017 AOXY Advanced Oxygen Technologies, Inc. Common Stock Other OTC Y N
05/04/2017 AVVIY Aviva PLC ADRs - Unsponsored (United Kingdom) Other OTC N Y
05/04/2017 DPUKY Dominos Pizza UK and IRL Plc Unsponsored American Depository Receipt (United Kingdom) Other OTC N Y
05/04/2017 ENLAY Enel Societa Per Azioni Unsponsored ADR (Italy) Other OTC N Y
05/04/2017 GLFM GULFMARK OFFSHORE INC Common Stock Other OTC N Y
05/04/2017 GELYY Geely Automobile Holding Ltd Unsponsored ADR (Cayman Islands) Other OTC N Y
05/04/2017 GLDLF Goldmining Inc Common Shares Other OTC N Y
05/04/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
05/04/2017 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y
05/04/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
05/04/2017 LOGG Lifelogger Technologies Corp. Common Stock Other OTC Y N
05/04/2017 MSRT Massroots, Inc. Common Stock Other OTC N Y
05/04/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
05/04/2017 OPRX OptimizeRx Corporation Common Stock Other OTC Y N
05/04/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
05/04/2017 PPCLY PPC Limited American Depositary Receipts - Sponsored Other OTC N Y
05/04/2017 REPCF RepliCel Life Sciences Inc. Common Shares Other OTC Y N
05/04/2017 SPOM SPO Global Inc. Common Stock Other OTC Y N
05/04/2017 SBGSY Schneider Electric SE Unsponsored ADR (France) Other OTC N Y
05/04/2017 SCTFF Scientific Metals Corp. Ordinary Shares Other OTC N Y
05/04/2017 SKHSY Sekisui House Ltd American Depositary Shares Other OTC N Y
05/04/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y
05/04/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
05/04/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y
05/04/2017 SGBLY Standard Bank Group Limited Sponsored ADR (South Africa) Other OTC N Y
05/04/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y
05/04/2017 UOVEY United Overseas Bk Singapore American Depositary Shares Other OTC N Y
05/04/2017 VNRFY Vienna Insurance Group, Sponsored ADR (Austria) Other OTC N Y
05/04/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y
05/04/2017 YXOXY Yoox Net-A-Porter Group SPA American Depositary Receipts - Sponsored Other OTC N Y
05/04/2017 ZPAS Zoompass Holdings, Inc. Common Stock Other OTC N Y
05/04/2017 ESYJY easyJet PLC Sponsored ADR (United Kingdom) Other OTC N Y