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Monday, March 06, 2017 7:09:49 PM
8) Officers, Directors, and Control Persons......
A. Names of Officers, Directors, and Control Persons Jeffrey A. Foley – Chairman Philip Foley - Director There are currently no control persons or beneficial owners of more than five percent (5%) of any class of NanoTech’s equity securities.
B. Legal/Disciplinary History. Please identify whether any of the foregoing persons have, in the last five years, been the subject of:
1. A conviction in a criminal proceeding or named as a defendant in a pending criminal proceeding (excluding traffic violations and other minor offenses); none
2. The entry of an order, judgment, or decree, not subsequently reversed, suspended or vacated, by a court of competent jurisdiction that permanently or temporarily enjoined, barred, suspended or otherwise limited such person’s involvement in any type of business, securities, commodities, or banking activities; none
3. A finding or judgment by a court of competent jurisdiction (in a civil action), the Securities and Exchange Commission, the Commodity Futures Trading Commission, or a state securities regulator of a violation of federal or state securities or commodities law, which finding or judgment has not been reversed, suspended, or vacated; or none
4. The entry of an order by a self-regulatory organization that permanently or temporarily barred suspended or otherwise limited such person’s involvement in any type of business or securities activities. none
PAGE 17 of 19 Document Link is here for your own Due Diligence
http://www.otcmarkets.com/financialReportViewer?symbol=NTEK&id=166505
.
A. Names of Officers, Directors, and Control Persons Jeffrey A. Foley – Chairman Philip Foley - Director There are currently no control persons or beneficial owners of more than five percent (5%) of any class of NanoTech’s equity securities.
B. Legal/Disciplinary History. Please identify whether any of the foregoing persons have, in the last five years, been the subject of:
1. A conviction in a criminal proceeding or named as a defendant in a pending criminal proceeding (excluding traffic violations and other minor offenses); none
2. The entry of an order, judgment, or decree, not subsequently reversed, suspended or vacated, by a court of competent jurisdiction that permanently or temporarily enjoined, barred, suspended or otherwise limited such person’s involvement in any type of business, securities, commodities, or banking activities; none
3. A finding or judgment by a court of competent jurisdiction (in a civil action), the Securities and Exchange Commission, the Commodity Futures Trading Commission, or a state securities regulator of a violation of federal or state securities or commodities law, which finding or judgment has not been reversed, suspended, or vacated; or none
4. The entry of an order by a self-regulatory organization that permanently or temporarily barred suspended or otherwise limited such person’s involvement in any type of business or securities activities. none
PAGE 17 of 19 Document Link is here for your own Due Diligence
http://www.otcmarkets.com/financialReportViewer?symbol=NTEK&id=166505
.
