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Post# of 81863
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Carini

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Carini

Re: papadedavid post# 38777

Thursday, 01/19/2017 8:13:45 AM

Thursday, January 19, 2017 8:13:45 AM

Post# of 81863
It's not a limitation on the company but on the seller (note holder selling converted shares). One of Rule 144's requirements for the sale of unregistered securities is that the company is providing current information to the market, so it can't be used to sell converted shares while the company has a stop/yield sign. That's why you often see a big pop/run right after a company files a NT-10Q, and then massive dumping as soon as the 10-Q is filed.

"Ignore the noise!"

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