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Re: lloydm post# 69455

Wednesday, 01/11/2017 7:11:59 PM

Wednesday, January 11, 2017 7:11:59 PM

Post# of 82575

The SEC may revoke the registration of stocks. In some circumstances, the SEC may revoke the registration of a defunct company's stock. Section 12(j) of the Exchange Act authorizes the SEC to revoke the registration of a security if the issuer fails to comply with the federal securities laws. Broker-dealers may not execute any trades in stocks whose registration has been revoked pursuant to Section 12(j).



From the same page...

https://www.sec.gov/answers/dfnctco.htm

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