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Re: james885 post# 43773

Sunday, 11/20/2016 1:13:57 AM

Sunday, November 20, 2016 1:13:57 AM

Post# of 49370
did Curt and Seth Kramer start KBM under Seth's name just to get around the SEC restrictions placed on him and companies doing business with Curt Kramer by FINRA?

That's a reasonable supposition. Though the underlying action was brought by the SEC.

https://www.sec.gov/News/PressRelease/Detail/PressRelease/1370540410863

There's also a more recent action involving SPNG, though the case goes back to 2008-2009:

https://www.sec.gov/litigation/admin/2016/33-10239.pdf

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