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Re: Value_Investor post# 22411

Wednesday, 06/04/2014 7:29:46 PM

Wednesday, June 04, 2014 7:29:46 PM

Post# of 31665
ValueI check this out. FYI I just hung up with FINRA (301-590-6500) as they are open til 8pm, and the guy confirmed that broker check only goes back 10 years. Yet I looked up some guys and they were still on there from 97. And some weren't. The FINRA guy said after 10 years its not public record anymore. I was wrong I guess but he couldn't explain why some don't automatically drop off. I should have done that from the beginning rather than tie up the board with that. Don't know if this info will sway the other guys though. I know a few reached out to him as well.

I still may call him at some point to talk NEW business and to see what's up, not background stuff.

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