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Monday, May 05, 2014 11:20:38 AM
I filed complaint & FINRA just replied~
MarketRegComplaints (MarketRegComplaints@finra.org)
Mr. XXXX XXXXXX
**************.com
RE: 20140408666
Dear Mr. XXXXXX:
This is to acknowledge that the Market Regulation Department of the Financial Industry Regulatory Authority (FINRA) received your April 8, 2014 E-Mail tip regarding trading activity in Quasar Aerospace Industries, Inc. (“QASP”). Please advise if you have any direct first-hand knowledge of the activity described in your correspondence or any other additional information to support your allegations. In any event, we will use the information you have provided regarding QASP in the scope of our regulatory programs designed to determine whether violations of federal securities laws or FINRA or other rules have occurred. While the reviews conducted by the Market Regulation Department are confidential and non-public, the staff may contact you if deemed appropriate as it carries out its responsibilities with regard to your complaint.
You may also contact the Market Regulation Customer Complaints Team at 240-386-5105 or by email at MarketRegComplaints@finra.org.
Thank you for bringing this matter to our attention.
Sincerely,
Market Regulation Customer Complaints
Confidentiality Notice: This email, including attachments, may include non-public, proprietary, confidential or legally privileged information. If you are not an intended recipient or an authorized agent of an intended recipient, you are hereby notified that any dissemination, distribution or copying of the information contained in or transmitted with this e-mail is unauthorized and strictly prohibited. If you have received this email in error, please notify the sender by replying to this message and permanently delete this e-mail, its attachments, and any copies of it immediately. You should not retain, copy or use this e-mail or any attachment for any purpose, nor disclose all or any part of the contents to any other person. Thank you
- Go QASP
MarketRegComplaints (MarketRegComplaints@finra.org)
Mr. XXXX XXXXXX
**************.com
RE: 20140408666
Dear Mr. XXXXXX:
This is to acknowledge that the Market Regulation Department of the Financial Industry Regulatory Authority (FINRA) received your April 8, 2014 E-Mail tip regarding trading activity in Quasar Aerospace Industries, Inc. (“QASP”). Please advise if you have any direct first-hand knowledge of the activity described in your correspondence or any other additional information to support your allegations. In any event, we will use the information you have provided regarding QASP in the scope of our regulatory programs designed to determine whether violations of federal securities laws or FINRA or other rules have occurred. While the reviews conducted by the Market Regulation Department are confidential and non-public, the staff may contact you if deemed appropriate as it carries out its responsibilities with regard to your complaint.
You may also contact the Market Regulation Customer Complaints Team at 240-386-5105 or by email at MarketRegComplaints@finra.org.
Thank you for bringing this matter to our attention.
Sincerely,
Market Regulation Customer Complaints
Confidentiality Notice: This email, including attachments, may include non-public, proprietary, confidential or legally privileged information. If you are not an intended recipient or an authorized agent of an intended recipient, you are hereby notified that any dissemination, distribution or copying of the information contained in or transmitted with this e-mail is unauthorized and strictly prohibited. If you have received this email in error, please notify the sender by replying to this message and permanently delete this e-mail, its attachments, and any copies of it immediately. You should not retain, copy or use this e-mail or any attachment for any purpose, nor disclose all or any part of the contents to any other person. Thank you
- Go QASP

