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05/03/16 2:48 PM

#76543 RE: Steve43 #76541

Read-the-SEC-court-filing-seems-clear-not-simple-adminsitrative-proceeding

https://www.sec.gov/alj/aljorders/2016/ap-3761.pdf

.... professional misconduct represents
.... both reckless and negligent conduct
.... highly unreasonable conduct
.... violation of professional standards
.... repeated instances of unreasonable conduct,
.... indicate a lack of competence to practice before the Commission