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Re: Steve43 post# 76541

Tuesday, 05/03/2016 2:48:56 PM

Tuesday, May 03, 2016 2:48:56 PM

Post# of 330241
Read-the-SEC-court-filing-seems-clear-not-simple-adminsitrative-proceeding

https://www.sec.gov/alj/aljorders/2016/ap-3761.pdf

.... professional misconduct represents
.... both reckless and negligent conduct
.... highly unreasonable conduct
.... violation of professional standards
.... repeated instances of unreasonable conduct,
.... indicate a lack of competence to practice before the Commission

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