ONVO uplisted without RS, SLTD did an RS before uplisting, I was in both... AVXL, with good news, I believe could get above $4 without RS... It would all depend on how well Phase 2A is doing. If Missling announces significant results we could meet NYSE listing requirements quickly.
Recent price action in ADXS is another example of rapid price rise to a broker's target after an RS, then a plunge to wipe out recent retail buyers. Big money can hedge positions and cause big adverse moves for longs.