Notices of Proposed Sale Reported on Form 144
LUNSFORD, DARRELL 09/07/2006 112,668 JONES (EDWARD D.)& C...
HAMMER, MICHAEL 09/01/2006 585,500 MERRILL LYNCH PIERCE...
BRADSHAW, GINA 08/29/2006 15,000 S W S FINANCIAL SERV...
CLIFTON, SAMMY PRES.... 08/28/2006 75,000 S W S FINANCIAL SERV...
HARTT, STEVE & JO 08/28/2006 52,500 S W S FINANCIAL SERV...
ALBEA, TOMMY K & M. ... 08/27/2006 75,833 EDWARDS (A. G.) & SO...
PACK EMMETT A. 08/27/2006 10,834 EDWARDS (A. G.) & SO...
RENEGU, W. F. & M. M... 08/27/2006 112,499 EDWARDS (A. G.) & SO...
RENEAU, CHERI L & BA... 08/24/2006 18,750 S W S FINANCIAL SERV...
BUCKALEW, STEWART 08/21/2006 7,500 LINSCO/PRIVATE LEDGE...
DOUGLAS, DON 08/21/2006 187,500 FIRST GLOBAL SECURIT...
GONZALES, JOHN 08/21/2006 7,500 FIDELITY BROKERAGE S...
CLIFTON, SAMMY W. & ... 08/17/2006 75,000 S W S FINANCIAL SERV...
CURBOW, DWIGHT D. 08/17/2006 37,500 S W S FINANCIAL SERV...
PHILLIPS, KENT M. 08/17/2006 75,000 FIDELITY BROKERAGE S...
COFFEY, DAN & VICKIE P 08/15/2006 9,000 LINSCO/PRIVATE LEDGE...
COFFEY, DAN, FBO P 08/15/2006 30,000 UNKNOWN
PIAZZA, JOE 08/15/2006 97,500 S W S FINANCIAL SERV...
HURST, TERRY 08/01/2006 283,125 JONES (EDWARD D.)& C...
http://www.nasdaq.com/asp/holdings.asp?mode=&kind=&symbol=ndol&symbol=SLJB&symbol=CR....
Rule 144: Selling Restricted and Control Securities
When you acquire restricted securities or hold control securities, you must find an exemption from the SEC's registration requirements to sell them in the marketplace. Rule 144 allows public resale of restricted and control securities if a number of conditions are met.
What Are the Conditions of Rule 144?
If you want to sell your restricted or control securities to the public, you can follow the conditions set forth in Rule 144. The rule is not the exclusive means for selling restricted or control securities, but provides a "safe harbor" exemption to sellers.
Can the Securities Be Sold Publicly If the Conditions of Rule 144 Have Been Met?
Even if you have met the conditions of Rule 144, you can't sell your restricted securities to the public until you've gotten the legend removed from the certificate. Only a transfer agent can remove a restrictive legend. But the transfer agent won't remove the legend unless you've obtained the consent of the issuer—usually in the form of an opinion letter from the issuer's counsel—that the restricted legend can be removed. Unless this happens, the transfer agent doesn't have the authority to remove the legend and execute the trade in the marketplace.
http://www.sec.gov/investor/pubs/rule144.htm
