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Federal Court Enters Judgments
When he posted it it did go to the right info but the page changed and I can not find it. But I did find a summury:
Federal Court Enters Judgments of Permanent Injunction and Other Relief Against Defendants Christopher M. Dubeau and Atlantis Technology Group
The United States District Court for the Southern District of Florida has entered final judgments on consent against defendants Christopher M. Dubeau and Atlantis Technology Group, enjoining them from violating the antifraud provisions of the federal securities laws. The Court’s final judgments, issued on October 31, 2011, enjoin Dubeau and Atlantis from violations of Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934, and also enjoin Dubeau from violations of Section 17(a) of the Securities Act of 1933. In addition to granting injunctive relief, the Court permanently barred Dubeau from participating in an offering of a penny stock and from acting as an officer or director of any public company. The Court also ordered Dubeau to disgorge his ill-gotten gains of $312,000.00, plus prejudgment interest in the amount of $12,947.93, and pay a civil penalty of $100,000.00.
The Commission’s Complaint against Dubeau and Atlantis, filed September 30, 2010, alleges that from at least August 7, 2009 through April 5, 2010, they issued numerous false press releases claiming, among other things, that Atlantis’ subsidiary, Global Online Television Corporation (GOTV), offered internet protocol television and video phone services to consumers, and claiming that GOTV had relationships with television networks to offer their content to Atlantis subscribers. The Complaint further alleges these claims were not true because, at the time Atlantis issued its press releases, GOTV was not able to offer internet protocol television services to consumers or video phone service, and it did not have relationships with television networks to offer content to its subscribers. [Securities and Exchange Commission v. Atlantis Technology Group and Christopher M. Dubeau, Civil Action No. 10-61824-CIV-ZLOCH (S.D. Fla.)](LR-22171)
http://www.sec.gov/news/digest/2011/dig112911.htm
Notice the release number is the same as the one given in his link.
Go quick and see before the summary changes too.
Something kind of strange here.
GLTA
Vlad
GO ATNP
PL is Pink Limited Information.
PN is Pink No Information.
GLTA
Vlad
GO SNEY
success of its first dual-use business venture
Here Enterprises, Inc. (OTCQB: HRTE) (PINKSHEETS: HRTE), a growing developer of clean energy, is proud to announce the success of its first dual-use business venture, Cycle Ranch Motocross Park. The pro-am red dirt motocross track, with amenities, viewing tower and pro shop, is powered by the onsite wind farm, featuring three state-of-the-art Talon 2 wind turbines. The turbines also generate excess power that is resold to the local power grid to maximize revenue.
http://ih.advfn.com/p.php?pid=nmona&article=50239712&symbol=HRTE
I guess they do have turbines and are connected to the grid.
Maybe they are lying or maybe someone else is. Never really know in pinkyland.
GLTA
Vlad
GO HRTE
142 posts since I looked at at this board a few hours ago.
For a pos this is an amazingly active board. I am not going to read them. They will either say this is a pos scam or this is going to make me rich. It is all BS.
GLTA
Vlad
GO FFGO
Dredge, you are of great value to this board. SNEY should pay you for this.
Sometimes I think they might be
GLTA
Vlad
GO SNEY
Their address is an UPS Store
THE UPS STORE
340 ROYAL POINCIANA WAY
317
PALM BEACH, FL 33480
561-655-1017
http://www.theupsstorelocal.com/5005/
GLX - The Global Listing Exchange
Investor Relations
340 Royal Poinciana Way
Suite 317 / 335
Palm Beach, FL, 33480
http://www.glxinc.com
http://www.otcmarkets.com/service-provider/GLX---The-Global-Listing-Exchange?id=3943
GLTA
Vlad
USBB/Shwabb is the second largest MM in PHAR. Behind HDSN and ahead of NITE. I am guessing it was a retail trade.
http://www.otcbb.com/asp/tradeact_mv.asp?SearchBy=issue&SortBy=volume&Issue=PHAR&Month=10-1-2011
GLTA
Vlad
GO PHAR
Schwabb's maximum is 999,999 shares. So it is likely retail.
GLTA
Vlad
GO PHAR
how about $3.
She is the California State Senator from the 33rd district.
GLTA
Vlad
GO RMTD
I had 2 orders to sell a million. One sold at 7 weeks the other expired a week later.
GLTA
Vlad
GO GDTK
It was on 2011/09/13 I believe it was a fat finger trade. The volume that day was 39,900,000.
GLTA
Vlad
GO GDTK
Puma Capital, LLC (PUMA), is a registered broker-dealer, member of FINRA, wholesale equity market maker targeting mid, small, and micro-capitalization over-the-counter securities. We make markets in more than 1000 securities trading primarily on the NASDAQ, OTC Bulletin Board, and Pink Sheet exchanges. Our current product mix focuses on Distressed and Special Situation, Foreign (including ADR’s and Ordinary shares), and domestic over the counter equities. We believe our competitive position rests in our philosophy that we are here to be true “market makers.”
http://pumacap.com/about.html
GLTA
Vlad
GO HRTE
GO SENY
Schwabb accepted my GTC order to sell FFGO.
GLTA
Vlad
GO FFGO
A no bid stock can trade anytime someone wants to buy but a stock suspended from trading by the SEC can not even be bought.
The suspension is much worse, imo. I am glad I am wrong and RMTD is not suspended.
GLTA
VLAD
GO RMTD
It does seem weird to me. I own lots of trash stock and a few good ones but this is the busiest board I follow. And the funniest part is you could some up weeks of posts in about five lines.
Almost 100 posts on a dead,suspended stock!!Doesn't seem weird to anyone??
Shareholders of Record 3,712 a/o May 11, 2011
http://www.otcmarkets.com/stock/PHAR/company-info
GLTA
Vlad
GO PHAR
You are right, I am wrong, never mind trading not suspended for RMTD..
GLTA
Vlad
GO RMTD
The only time I had a buy filled at .00005 and it showed as .0001 I bought 2M shares for $200 and fee. Today that stock 4 months later (or so) was suspended from trading by the SEC.
A small loss but not a win at any price.
Be wary in pinkland, dangers abound.
GLTA
Vlad
GO HESG
As I understand it, and have experienced it once myself, if the trade is at .00005 or higher it is rounded up and reported at retail level as .0001. .00004 or less is is rounded down and reported at .0000
GLTA
Vlad
GO HESG
Looks like a sell to me at .00004 or less. 13M plus. But some one did buy. I think there has been talks of shorts here maybe they are covering. But then maybe some one knows something. And want to have these shares because they think they will be able to sell at a profit soon. i do not know.
GLTA
Vlad
GO HESG
I am sorry I am not a blind pumper but I am not. And yes I always take profits when I can, it makes no sense to ride a stock down even if you really like the company. Although I read every post I only speak up when I feel I have something to say. I will continue to speak what I know and see when I want. Please do not take it personal or be upset if it is some what negative, not everything is positive about anything in life.
GLTA
Vlad
GO PHAR
I am pretty sure this note was settled early on when PHAR was trying to cut all ties to BMGI. I will try to document this but for now it is what I remember.
GLTA
Vlad
GO PHAR
Please mellow out. It was a general statement about 5k orders on the top of ask not about PHAR specifically. I was just saying one does not know how many shares are really for sale. It was an exaggeration, no company has infinite shares so it can not be literally true.
You know I am long. I have way to much of my bank in PHAR because I believe in Howard. I started buying PHAR the very first day (or even earlier because I was holding BMGI when it changed to PHAR) but I liked PHAR from the moment that I saw Howard's facebook page and saw that he was a church going man.
GLTA
Vlad
GO PHAR
We all know that HDSN is selling for a major holder that got their stock for cheap. They requested that the amount of their order not be revealed. And it is legal. The rule is flawed for penny stocks. I think we will all come to know that 5k means infinite and take caution when 5k are are on the ask.
GLTA
Vlad
GO PHAR
Their business model is not mining but the development and sales of mines. They manage to sell a couple a year. They supplement their sales income with consulting and managing others mines.
GLTA
Vlad
GO WSRA
I used the Ask a question or report a problem link.
Then the complaint form.
I sent this message:
On 10 Aug 2011 market maker HDSN set first on ask all day listing 5000 shares for sale but selling over 14M shares. Today the 11 Aug 2011 again HDSN sets at the top of ask and list 5000 shares for sale but has sold over 1M this morning.
For give me if I am wrong but I thought they we now required to give us accurate share counts.
Another stock that they are doing the same thing on is PHAR.
Thanks for your time.
I received this reply:
Dear Mr. Vladimirr:
Thank you for your correspondence dated August 11, 2011, which has been forwarded to the Office of Investor Education and Advocacy (OIEA).
We appreciate your alerting us to your concerns regarding Hudson Securities, Inc. and its market making activities. OIEA processes many complaints received from individual investors and others. We keep records of the correspondence we receive in a searchable database that SEC staff may make use of in inspections, examinations, and investigations. In addition, some correspondence received by OIEA is referred directly to other SEC offices and divisions for their review.
The SEC conducts its investigations on a confidential and nonpublic basis and neither confirms nor denies the existence of an investigation unless the SEC brings charges against someone involved. We do this to protect the integrity and effectiveness of our investigative process and to preserve the privacy of the individuals and entities involved. As a result, we will be unable to confirm whether an investigation exists or provide you with any updates on the status of your complaint or of any pending SEC investigation. Information on our policy is enclosed. You may wish to check our website, www.sec.gov, for information about pending SEC civil actions, administrative cases, and other matters.
If you have any questions, please contact me.
Sincerely,
Bonnie Dailey
Attorney
Office of Investor Education and Advocacy
U.S. Securities and Exchange Commission
----------------------------------------------------------------------------------------------
INFORMATION ABOUT SEC INVESTIGATIONS
Each year, thousands of investors ask the Securities and Exchange Commission to investigate the activities of other investors, financial professionals, corporations, brokerage firms, investment companies, stock exchanges, and others. These complaints generally suggest some impropriety or misconduct and sometimes make a plea to the SEC for direct assistance in resolving a grievance.
The SEC has the authority to investigate whether violations of the federal securities laws have occurred, and we make every effort to evaluate promptly and thoroughly the information provided by investors. But we cannot investigate every investor complaint. While many investor complaints do lead to full investigations and, if appropriate, to enforcement actions, we cannot guarantee that our review will lead to further investigation or that the SEC will take any legal action.
We also cannot provide you with updates on the status of your complaint or your request for an investigation. The SEC conducts investigations confidentially for two main reasons. First, we can conduct investigations more effectively if they are not announced publicly. For instance, important documents and evidence can be destroyed quickly if people hear of an investigation. Second, we keep our investigations confidential to protect the reputations of companies and individuals if we find no wrongdoing or decide we cannot bring a successful action against them. The SEC will not confirm or deny the existence of an investigation unless, and until, it becomes a matter of public record as the result of a court action or administrative proceeding.
When there is proof that someone has violated the securities laws, the sanctions may include financial penalties, orders to surrender profits, cease and desist orders, or an injunction by a court to prevent further violations. The SEC may also bar individuals from working for a securities firm, investment adviser, or investment company. We can also ask a federal court to bar individuals from being officers and directors of publicly held companies. In some situations, we may refer a case to the Department of Justice for possible criminal prosecution.
The SEC publishes news releases about its lawsuits and administrative actions, and the news media often report on them. You can read and download the SEC’s “Enforcement Actions” on our website at www.sec.gov/divisions/enforce/enforceactions.shtml. Or you can obtain hard copies by reviewing “How to Request Public Documents” at:
http://www.sec.gov/answers/publicdocs.htm
Or
Submit a written request to:
U.S. Securities and Exchange Commission
Office of FOIA/PA Operations
100 F Street N.E.
Washington, DC 20549-2736
Fax: (202) 772-9337
Tel: (202) 551-8300
I also recieved a request to tell me how well they answered my question.
I did not reply.
GLTA
Vlad
GO PHAR
http://www.sec.gov/complaint/select.shtml
This gives you choices about how to deal with wrong dealings.
GLTA
Vlad
GO PHAR
If you read the yearly reports of companies, you know that they contain a section were it certifies that none of the officers or board have committed felonies or stock fraud in the last five years. I do not think that Humphries can be involved in running the company for the next five years.
I have seen one case where the court appointed a custodian to run the company and "further the interests of the shareholders." He controlled the company about a year and did a reverse split and a reverse merger. I made good profit off of playing that merger and escaped just before it collapsed into oblivion.
GLTA
Vlad
GO TFZI
I complained to SEC a month ago about HDSN. They said thank you very much but nothing has changed.
After reading the rule I found out that it is bogus. All the seller has to do is request that his order quantity not be displayed and it is done.
Limit Order Display
FINRA Rule 6460 requires OTC Market Makers displaying a priced quotation in any OTC
Equity Security in an inter-dealer quotation system to immediately publish a bid or
offer that reflects:
* the price and the full size of each customer limit order held by the OTC Market
Maker that is at a price that would improve the bid or offer of such OTC Market
Maker in such security; and
* the full size of each customer limit order held by the OTC Market Maker that:
* is priced equal to the bid or offer of such OTC Market Maker for such security;
* is priced equal to the BBO of the inter-dealer quotation system in which the
OTC Market Maker is quoting; and
* represents more than a de minimis change in relation to the size associated
with the OTC Market Maker’s bid or offer
Rule 6460 also includes parallel exceptions currently in place in Regulation NMS’s limit
order display rule (Rule 604 of SEC Regulation NMS). Thus, the new rule excepts any customer limit order that is:
* executed upon receipt of the order;
* placed by a customer who expressly requests, either at the time that the order is placed or prior thereto pursuant to an individually negotiated agreement with respect to such customer’s orders, that the order not be displayed;
* an odd-lot order;
* a block size order, unless a customer placing such order requests that the order
be displayed;
* delivered immediately upon receipt to a national securities exchange or an ECN that widely disseminates such order and that complies with enumerated
requirements with respect to that order;8
* delivered immediately upon receipt to another OTC Market Maker that complies
with the requirements of this rule with respect to that order; or
* an all-or-none order.
http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p122114.pdf
GLTA
Vlad
GO PHAR
But you did not see the the turbines until I showed you a still of them? How is your vision?
GLTA
Vlad
GO HRTE
How are you seeing? Are you there seeing? Do you have a remote view? I am not making any claims yet, so what I can or can not see is not the issue?
How do you know what you claim? How are you seeing?
GLTA
Vlad
GO HRTE
Why do you say there are not transmission lines? How do you know this? Did you visit the ranch?
GLTA
Vlad
GO HRTE
HESG Security Details
Share Structure
Market Value1 $220,000 a/o Nov 03, 2011
Shares Outstanding 2,200,000,000 a/o Mar 09, 2009
Float 600,000,000 a/o Mar 09, 2009
Authorized Shares 5,000,000,000 a/o Mar 09, 2009
Par Value 0.001 -
http://www.otcmarkets.com/stock/HESG/company-info
GLTA
Vlad
GO HESG
Wind turbines upper right
History Channel TopGear
36:37
http://www.putlocker.com/file/8F096A024606EC3C#
Here Enterprises, Inc. (Pink Sheets: HRTE), a growing developer of clean energy, was selected by The History Channel to host an episode of its hit series Top Gear at its wholly owned Cycle Ranch Motocross Park subsidiary in Texas. The Top Gear crew filmed the episode, which featured a Monster Truck competition, at Here Enterprises' Cycle Ranch raceway on April 1st. The public was invited to attend and be a part of the event, which will air on The History Channel's national television network later this year.
http://ih.advfn.com/p.php?pid=nmona&article=47503691
GLTA
Vlad
GO HRTE
He got 6 months home confinement and 3 year probation.
http://www.scribd.com/doc/55819203/humphries
GLTA
Vlad
On a no bid stock all transactions are buys.
GLTA
Vlad
GO HESG
I must say I am kind of surprised myself but I do not trust GEAR and being that it is from them I am not sure how to evaluate it.
Our guys rarely say anything but what they have to say. The company probably would not tell us about each time someone approaches them to negotiate a possible buy out/merger.
I think this might be good for us shareholders by bringing us a good increase in pps. It is about time four it to run again.
It has made my account green for the day.
GLTA
Vlad
GO WSRA