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Clients of Fairhills Capital

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Last Post: 3/27/2013 8:33:10 AM - Followers: 47 - Board type: Free - Posts Today: 0
Consolidated due diligence information on the SEC litigation against Fairhills Capital (E-Lionheart) and the  OTC-Link (PK) companies that have used them for financing. 

According to the SEC complaint, Edward Bronson and E-Lionheart Associates. LLC (also doing business as Fairhills Capital) bought billions of shares of substantially discounted unregistered non-exempt stock from approximately 100 OTC Link (PK) companies and illegally dumped them onto the public market allegedly reaping over $10 million in illegal profits.

Fairhills also goes by the names Fairhills Group and Fairhills Capital Management, LLC.  The funds are named Fairhills Capital Offshore Opportunity Fund, Ltd. (based in the Cayman Islands), Fairhills Capital Master Fund, LP (also based in the Cayman Islands) and Fairhills Capital, LP (based in NY).  The name Fairhills Capital Offshore, Ltd.  is also sometimes used,
The SEC charged Fairhills Capital, Inc.  as a relief defendant as many of the ill-gotten gains were deposited in accounts owned by that corporation which is owned and controlled by Bronson.

Fairhills was considered a "family office" that recently entered the hedge fund business:  Family Office Builds Out Hedge Fund Business   NY family office compared to hedge fund

Related/similar forums: Big Apple Consulting (BAC) Clients   Clients of TJ Management   Clients of Magna Group

OTC Link (PK) clients of Fairhills Capital and related entities that issued free-trading 504 shares (list under development):
* Companies in which the transfer agent is not listed on OTC Markets show the most recent TA in red.

TICKER COMPANY TRANSFER AGENT ATTORNEYS INVESTOR RELATIONS CEO/OFFICERS OTHER FINANCINGS STATUS
AERN AER Energy Resources, Inc. Action Stock Transfer Stanley F. Wilson (also CEO)   Stanley F. Wilson
Theresa M. Jackson		   SEC Suspension
GM/CE
DTCC T4T
ATIG Atlantis Internet Group Corp VStock Transfer Barrett & Linn CP Baker Securities Donald Bailey   DTC Global Lock
BBDA Bebida Beverage Company Madison Stock Transfer Martin & Pritchett,
Marshall & Peirvincente		 Wall Street Branding/Tom Allinder Brian Webber   DTC/TDA chill
BCAP Baron Capital Enterprises. Inc. Continental Stock Transfer & Trust George J. Tate   Matthew P. Dwyer   DTC Chill
BMGP Biomagnetics Diagnostics Corp Integrity Stock Transfer Jody M. Walker, Cane Clark Paul Hardman, Emerging
Growth Research,
(Equiti-Trend)		 Clayton Hardman Magna Group  
BORK Borque Industries, Inc. American Registrar & Transfer Agency Gary L. Blum   John M. Borque   DTC Chill
CNEX Cannon Exploration, Inc.

* Global Sentry Equity Transfer

 Leonard Aronoff   Damiana Morales   DTC Global Lock.
No bid
DNAD DNA Dynamics, Inc. * Stalt, Inc. John D. Thomas Hanover+Elite (Elite Financial
Communications + Hanover International)		 Ed Blincoe,
David Lovatt		 Magna Group,
Hanover Holdings		 DTC/TDA Chill
No bid
GIHI GIGH Globalgroup Investment
Holdings, Inc.		 Action Stock Transfer Andrew Coldicutt, Stanley F. Wilson   Fred Rackers    
GGII Green Globe International, Inc. Transfer Online     Chris Kimmes   DTC Global Lock.
No bid
GOIG GoIP Global, Inc. Manhattan Transfer Bradley E. Essman   Issac H. Sutton   DTC Global Lock.
No bid
HFBG Hall of Fame Beverages, Inc. Action Stock Transfer Vincent & Rees,
Cameron Linton		   Jessica A. Guitierrez Capital Edge. Protege DTC Global Lock,
No bid
HSCO  Hi Score Corp. Signature Stock Transfer Sommer & Schneider   Michael Zoyes
TJ Management, Asher, 
Magna Group, Green
Streak. Equiti-Trend
 DTC Global Lock.
No bid
ICBT ICBS Limited Capital Transfer Agency Westerman Ball Ederer Miller & Sharfstein   Garth McIntosh   DTCC T4T
No bid
IJJP IJJ Corp Transfer Online Tod A. DiTomasso,
Kimberly Graus/Rudge		 (Boost Marketing),
(Big AppleConsulting)		 Clifford Pope Magna Group, BAC DTC Chill
No bid
IMJX ImageXpres Signature Stock Transfer Patrick R. Brown   John S. Zankowski   DTC Global Lock.
No bid
IPWG International Power Group, Ltd Routh Stock Transfer Gracin & Marlow   Daniel Conte,
John Benvengo		   DTC Global Lock
No Bid
LCRE Lecere Corporation Corporate Stock Transfer Ryan Alexander   James Morris TJ Management DTC Global Lock
LGTT LIGATT Security International Island Stock Transfer The Perry Law Group   Gregory Evans   DTC Global Lock.
No bid
MIKP Mike The Pike Productions, Inc. Madison Stock Transfer Johnathan D. Leinwand,  Vic Devlaeminck The Neumark Group Mark Newbauer   SEC Suspension
GM/CE
PHAR Pharmstar Pharmaceuticals, Inc. Old Monmouth Stock Transfer Joseph L. Pittera Tommy Johnson Howard Phykitt   DTCC T4T
RFMK Rapid Fire Marketing, Inc. PacWest Transfer Davis & Associates   Thomas Allinder   DTCC T4T
SGCP Sierra Gold Corporation * Capital Transfer Agency     Douglas Evans     DTC Global Lock
TLFX Teleflix Communications Holdings, Inc. Corporate Stock Transfer Hicks Law Group The Eversull Group Mezuan Norman    
TMSH Transglobal Assets, Inc. Transfer Online     Kent Strickler    
UNQT Union Equity, Inc. Action Stock Transfer Jillian Sidioti, Kimberly Graus/Rudge The Cervelle Group,
(Investors Development Grp),
(Boost Marketing),
(Big Apple Consulting)		 Charles R. Lance EMSEG, Southern
Lending Solutions,
BAC		 DTC Chill
No bid
VLNX Vision Plasma Systems, Inc, First American Stock Transfer Wilson & Oskam   Timothy P. Volk    

Conversion of promissory notes or preferred shares by Fairhills Capital entities under Rule 144 by PK companies:
(Unsure if these stock sales are included in the SEC litigation. EDWY and SNDY may also have sold 504 shares.)

TICKER COMPANY TRANSFER AGENT ATTORNEY IRP (FORMER) CEO/OFFICERS OTHER PP STATUS
EDWY eDoorways International Corp ClearTrust Arne M. Ray, Gersten Savage (Abel L. Pierre) Heritage Corporate Services  Gary F. Kimmons Magna Group
TJ Management		 DTCC T4T
NEGS NX Global, Inc. Interwest Transfer     David F. LaFave   DTCC  T4T
SNDY Solos Endoscopy, Inc. Pacific Stock Transfer Brian F. Faulkner, Kimberly Graus/Rudge,
Carl N. Duncan, Guy M. Jean-Pierre		 Boost Marketing, (Big Apple Consulting) Robert Segersten BAC DTC/TDA Chill
SUTI SUTIMCo International, Inc. Interwest Transfer Brian F. Faulkner Boost Marketing, (Big Apple Consulting) Fred Rodgers BAC DTC Chill
TDEY 3D Eye Solutions, Inc. Pacific Stock Transfer Carl N. Duncan Boost Marketing, (Big Apple Consulting) Robert Zysblat BAC  


OTCBB/QB Companies that did floorless PIPEs with Fairhills Capital - related entities:
(These companies may not be part of the SEC litigation)

TICKER COMPANY TRANSFER AGENT ATTORNEY IRP OFFICERS STATUS
AQLV Aqualiv Technologies, Inc. Pacific Stock Transfer

Lucosky Brookman

 (Big Apple Consulting) William M. Wright, III ?
ARTS Artfest International, Inc. Island Stock Transfer   (Big Apple Consulting) Edward Vasker SEC Suspension, GM/CE
BFLX Bioflamex Corp. Island Stock Transfer Cane Clark Morningstar Corporate
Communications		 Kristrian Schiorring  
FLTT Flint Telecom Group, Inc. Computershare Trust Co.     Vincent Browne,
Bernard A. Freid		  
JAMN Jammin Java Corp. ?     Rick Apodaca  
LBSR Liberty Star Uranium & Metals Corp. ?     James Briscoe  
LSTG Lone Star Gold, Inc. Corporate Stock Transfer Hallett & Perrin Dresner Corporate Services Daniel M. Ferris  
NECA New America Energy Corp. Empire Stock Transfer     Rick Watchuk  
SAVW SavWatt USA, Inc. Manhattan Transfer Registrar Scheinzia Ross Friedman Ference   Isaac  H. Sutton SEC Suspension, GM/CE

PostSubject
#230  Sticky Note FBI Probe Turns Up Heat on Investment Shop scion 11/28/12 08:16:15 PM
#54  Sticky Note All 10 of the stocks mentioned in the Cassandra 08/29/12 07:24:20 PM
#16  Sticky Note Some DD on Rule 504(b)(1)(iii) registration exemption requirements: Cassandra 08/26/12 12:49:38 PM
#1  Sticky Note This forum is for consolidated due diligence information Cassandra 08/24/12 06:55:26 PM
#243   UNQT---- > so little is done about this. subflyer8 03/27/13 08:33:10 AM
#242   You can add FTCH, if you're still compiling... kingpindg 03/05/13 10:36:33 PM
#241   You can add DKGR blowout 01/13/13 02:45:58 PM
#240   Deer Valley Management & EXELERATE GROUP are all The Bull Run 01/02/13 07:15:23 PM
#239   UNQT - 2.59 Billion shares issued to Fairhills Flat Foot 12/21/12 11:31:32 AM
#238   DTC Chill was lifted on SNDY, via the lchase01 12/14/12 08:24:32 PM
#237   12/07/2012 13 ENDORSED LETTER addressed to Judge Kenneth scion 12/10/12 11:22:53 AM
#236   Pacer update 07 Dec 12 12 - SEC scion 12/10/12 11:19:05 AM
#235   No Answer filed yet.. What is going on dopeywife 12/04/12 05:49:17 PM
#234   Now there's a shocker. cyberbullymouse 11/30/12 12:56:12 AM
#233   NECA -- New America Energy Corp.: Cassandra 11/29/12 03:56:37 PM
#231   ADD TLFX TO YOUR PILE OF FAIRHILL\SEC TURDS: M0NEYMADE 11/29/12 12:14:07 AM
#230   FBI Probe Turns Up Heat on Investment Shop scion 11/28/12 08:16:15 PM
#229   They did not even try and hide association? jumpstart2 11/20/12 12:02:10 AM
#228   The name has been registered. Fairhills site is jumpstart2 11/20/12 12:00:00 AM
#227   These guys are dreaming if they think they jumpstart2 11/13/12 10:28:47 AM
#226   Is this name change a "for real" deal? flagtrgrl 11/07/12 11:16:43 PM
#225   Deliberately misspelled names never work out well, in janice shell 11/06/12 01:51:01 PM
#224   FAIRHILLS changed their name to EXELERATE GROUP!! The Bull Run 11/06/12 08:11:37 AM
#223   TMSH - Transglobal Assets, Inc. Cassandra 11/01/12 01:39:20 PM
#222   So we wait another month... janice shell 10/25/12 01:53:32 PM
#221   Pacer update 25 Oct 12 - SEC v. scion 10/25/12 11:14:48 AM
#220   Who said suspend trading? The DTCC has nothing BigBake1 10/23/12 08:55:58 AM
#219   I'm sorry, I'm lost here. If the grawsha 10/23/12 08:49:07 AM
#218   It has nothing to do with the SEC, BigBake1 10/23/12 08:39:50 AM
#217   Any idea when a restriction is removed? grawsha 10/23/12 08:35:46 AM
#216   Every brokerage Risk Assessment Department makes their own BigBake1 10/23/12 08:34:24 AM
#215   So, why many broker didn't follow TDA and grawsha 10/23/12 08:30:05 AM
#214   No, what is being said is anyone can BigBake1 10/23/12 08:27:50 AM
#213   False, that is about as bad as stating BigBake1 10/23/12 08:26:37 AM
#212   Any company was selling shares has been DTC chilled. grawsha 10/23/12 12:45:18 AM
#211   It's been discussed multiple times on the UNQT Cassandra 10/22/12 09:49:31 PM
#210   So your saying any poster can just say Rcranga 10/22/12 08:26:14 PM
#209   Sheesh. From the frying pan into the fire... janice shell 10/22/12 06:07:58 PM
#208   Bronson seems to be one of those people Cassandra 10/22/12 05:23:42 PM
#207   BCAP and BORK also chilled: Cassandra 10/22/12 04:48:51 PM
#206   Amazingly, Fairhills is still sending out solicitations to janice shell 10/22/12 04:25:52 PM
#205   DNAD also now has a DTC/TDA Chill. Cassandra 10/22/12 04:20:54 PM
#204   It has been reported by posters on that Cassandra 10/21/12 05:47:23 PM
#203   Why does UNQT have DTC chill under status? Rcranga 10/21/12 11:36:20 AM
#202   I have a feeling this is the way BigBake1 10/18/12 10:04:23 PM
#201   SEC Investor Bulletin on DTC Chills and Freezes: Cassandra 10/18/12 09:56:27 PM
#200   SNDY received a DTC Chill yesterday most likely Cassandra 10/18/12 09:54:44 PM
#199   Coming up fairly soon, then. janice shell 10/16/12 02:24:06 PM
#198   7:12-cv-06421-KMK Securities and Exchange Commission v. Bronson et al scion 10/16/12 02:22:21 PM
#197   When are the defendants' answers due? janice shell 10/16/12 02:12:48 PM
#196   Pacer update 01 Oct 12 - SEC v. scion 10/16/12 01:40:56 PM
#195   The SEC allowed Ike Sutton to complete his mdimport 10/02/12 09:44:13 PM
#194   The SEC hasn't stopped allowing authentic uses of Cassandra 10/02/12 09:19:46 PM
#193   So, has the SEC stopped allowing Rule 504 FD2you 10/01/12 03:06:45 PM
PostSubject