Clients of Fairhills Capital

[BigBake1]

You think? There was this "conference" held a couple of years ago by the SEC concerning the OTC Markets. They called it "The SEC Rountable on Microcap Fraud and Money Laundering". They had several panels dealing with specific subjects:

Call to Order and Opening Remarks                      5  
  4   Panel 1:  Compliance Challenges Associated            11  
  5             with Microcap Securities 
  6    
  7   Panel 2:  Anti-Money Laundering Monitoring            64  
  8    
  9   Panel 3:  Potential Changes to the Regulatory        111  
 10             Framework Concerning Microcap Securities 
 11    
 12   Concluding Remarks                                   160

Here is the written transcript if one wants to read the discussion.

http://www.sec.gov/spotlight/microcap/microcaproundtable101711-transcript.txt