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Death Wish, Charles BRONSON.
Classic movie. Had that one in my profile for years. posted about it too.
notification.
https://www.sec.gov/litigation/complaints/2011/comp22106.pdf
#67-#70
$42m Bronson BK claims $150m AJW debt
NIR GROUP / AJW
Bronson claimed liabilities of $150 million to the AJW Offshore Funds in the Cayman Islands, $3 million to Grober and Solomon, $800,000 to attorneys and $300,000 to the IRS.
“There appear to be substantial questions,” Fritz said, “concerning the bona fides of Mr. Bronson’s bankruptcy filing.”
\
https://westfaironline.com/87920/sec-owed-12m-from-penny-stocks-trader-in-ossining/
Andrew Weissman, Esq.
Counsel to Edward Bronson
10/6/2010
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=74467949
Edward Bronson had another attempt at "financing" using a new financing company, Macallan, last year, attempting to do a deal with Metatron.
http://www.sec.gov/Archives/edgar/vprr/14/9999999997-14-008992
Metatron "updated" shareholders with claims that they were getting this approved by the SEC, and said that the SEC "asked for just a few changes", and that the financing would be completed soon. Thankfully, it seems the SEC never approved the offering, and there were no further updates. It just died.
What ended up happening in the court cases which are listed in this forum? The last I see is a request to change the attorney. What was the outcome of the main proceedings?
Couldn't agree more Xenalives. I'm pretty sure I've lost everything I invested in my little stock.
I couldn't find anything. They are dirty - so is Pacific Transfer that they work with. No reason for these bums to be out walking the street, they belong in prison.
Can anyone close to the case provide an update? This has been going on since August of 2012 and would like to know where it stands. I cannot find any new news online regarding the case.
DKGR - Drake Gold Resources, Inc. added to list of Fairhills Capital Clients. Six Form Ds filed in 2012 - all for Fairhills.
http://www.sec.gov/cgi-bin/browse-edgar?company=Drake+Gold&match=&CIK=&filenum=&State=&Country=&SIC=&owner=exclude&Find=Find+Companies&action=getcompany
DRGR filed Form Ds for Greenridge Capital, LLC and Kelso Funding, LLC in 2013. Greenridge and Kelso share an address so are likely related.
Peter Matousek sure seems to like Rule 504 financings regardless of their toxicity and questionable legality.
05/01/2014 27 MOTION for Alex Lipman, Ashley Baynham, James Michael Smith to Withdraw as Attorney . Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc..(Lipman, Alex) (Entered: 05/01/2014)
Doc 27 PDF file
http://www.scribd.com/doc/231481224/SEC-v-Bronson-Et-Al-Doc-27-Filed-01-May-14
Pacer update 13 Jun 14 - SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Date Filed # Docket Text
06/13/2014 34 NOTICE OF APPEARANCE by Benjamin Sean Fischer on behalf of Edward Bronson, E-Lionheart Associates, LLC. (Fischer, Benjamin) (Entered: 06/13/2014)
06/13/2014 33 NOTICE OF APPEARANCE by Elkan Abramowitz on behalf of Edward Bronson, E-Lionheart Associates, LLC. (Abramowitz, Elkan) (Entered: 06/13/2014)
05/06/2014 30 ORDER FOR PERMISSION TO WITHDRAW AS COUNSEL: IT IS HEREBY ORDERED that the law firm of Nixon Peabody LLP, including attorneys Alex Lipman, Ashley Baynham, and James Michael Smith, is granted permission by this Court, pursuant to Local Civil Rule 1.4, to withdraw as counsel for Defendants Edward Bronson and ELionhart Associates, LLC d/b/a Fairhills Capital and Relief Defendant Fairhills Capital, Inc. (collectively "Defendants"); IT IS HEREBY ORDERED that the law firm of Nixon Peabody LLP, including attorneys Alex Lipman, Ashley Baynham, and James Michael Smith, is granted permission by this Court, pursuant to Local Civil Rule 1.4, to withdraw as counsel for Defendants Edward Bronson and E-Lionhart Associates, LLC d/b/a Fairhills Capital and Relief Defendant Fairhills Capital, Inc. (collectively "Defendants"); Defendants shall retain new counsel to represent them in this case on or before June 15, 2014; and All current deadlines in this case are stayed pending further order of this Court. SO ORDERED. Attorney James Michael Smith; Ashley Lynn Baynham and Alex Lipman terminated. (Signed by Judge Kenneth M. Karas on 5/6/2014) (lnl) (Entered: 05/06/2014)
05/02/2014 29 MEMORANDUM OF LAW in Opposition re: 27 MOTION for Alex Lipman, Ashley Baynham, James Michael Smith to Withdraw as Attorney . . Document filed by Securities and Exchange Commission. (McGrath, Kevin) (Entered: 05/02/2014)
05/01/2014 28 DECLARATION of Alex Lipman in Support re: 27 MOTION for Alex Lipman, Ashley Baynham, James Michael Smith to Withdraw as Attorney .. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc.. (Lipman, Alex) (Entered: 05/01/2014)
05/01/2014 27 MOTION for Alex Lipman, Ashley Baynham, James Michael Smith to Withdraw as Attorney . Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc..(Lipman, Alex) (Entered: 05/01/2014)
U.S. District Court
Southern District of New York (White Plains)
CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None
Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff
Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212) 336-0042
Fax: 212-336-1323
Email: calamaria@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
(212) 336-1100
Fax: (212) 336-1322
Email: mcgrathk@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
(212) 336-0176
Fax: (212) 336-1320
Email: teppermanw@sec.gov
ATTORNEY TO BE NOTICED
William Edwards
Securities & Exchange Commission (3 WFC)
Brookfield Place
200 Vesey Street, Suite 400
New York, NY 10281
(212)-336-0953
Fax: (212)-336-1322
Email: edwardsw@sec.gov
ATTORNEY TO BE NOTICED
V.
Defendant
Edward Bronson
represented by Alex Lipman
Nixon Peabody LLP (NYC)
437 Madison Avenue
New York, NY 10022
(212) 940-3042
Fax: (212) 940-3111
Email: alipman@nixonpeabody.com
TERMINATED: 05/06/2014
LEAD ATTORNEY
Benjamin Sean Fischer
Morvillo, Abramowitz, Grand, Iason, & Anello P.C.
565 5th Avenue
New York, NY 10017
212-880-9585
Fax: 212 8569494
Email: bfischer@magislaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Elkan Abramowitz
Morvillo, Abramowitz, Grand, Iason, & Anello P.C.
565 5th Avenue
New York, NY 10017
(212) 880-9300
Fax: (212) 856-9494
Email: eabramowitz@maglaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Ashley Lynn Baynham
Nixon Peabody LLP (MA)
100 Summer Street
Boston, MA 02110
(617) 345-1180
Fax: (877) 501-8520
Email: abaynham@nixonpeabody.com
TERMINATED: 05/06/2014
James Michael Smith
Nixon Peabody LLP (NYC)
437 Madison Avenue
New York, NY 10022
(212) 940-3042
Fax: (212)-940-3111
Email: msmith@nixonpeabody.com
TERMINATED: 05/06/2014
Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital
represented by Alex Lipman
(See above for address)
TERMINATED: 05/06/2014
LEAD ATTORNEY
Benjamin Sean Fischer
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Elkan Abramowitz
(See above for address)
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Ashley Lynn Baynham
(See above for address)
TERMINATED: 05/06/2014
James Michael Smith
(See above for address)
TERMINATED: 05/06/2014
Relief Defendant
Fairhills Capital, Inc.
represented by Alex Lipman
(See above for address)
TERMINATED: 05/06/2014
LEAD ATTORNEY
Ashley Lynn Baynham
(See above for address)
TERMINATED: 05/06/2014
James Michael Smith
(See above for address)
TERMINATED: 05/06/2014
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Pacer update 21 Apr 14 - SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Date Filed # Docket Text
04/21/2014 26 STIPULATION AND ORDER EXTENDING TIME: IT IS HEREBY STIPULATED AND AGREED, by and between counsel for Defendants and Relief Defendant and counsel for the SEC, that the time for Defendants' and Relief Defendant's counsel or new counsel to file a motion for reconsideration shall be on or before May 12, 2014; and No previous stipulation or request has been made. SO ORDERED. (Motions due by 5/12/2014) (Signed by Judge Kenneth M. Karas on 4/21/2014) (lnl) (Entered: 04/21/2014)
04/21/2014 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF DOCUMENT ERROR. Note to Attorney Alex Lipman to E-MAIL Document No. 25 Stipulation and Order to WPClerk@nysd.uscourts.gov. This document is not filed via ECF. (ldi) (Entered: 04/21/2014)
04/17/2014 25 FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT - LETTER MOTION for Extension of Time to File Motion for Reconsideration addressed to Judge Kenneth M. Karas from Alex Lipman dated 4/17/2014. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc..(Lipman, Alex) Modified on 4/21/2014 (ldi). (Entered: 04/17/2014)
U.S. District Court
Southern District of New York (White Plains)
CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None
Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff
Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212) 336-0042
Fax: 212-336-1323
Email: calamaria@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
(212) 336-1100
Fax: (212) 336-1322
Email: mcgrathk@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
(212) 336-0176
Fax: (212) 336-1320
Email: teppermanw@sec.gov
ATTORNEY TO BE NOTICED
William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: (212)-336-1322
Email: edwardsw@sec.gov
ATTORNEY TO BE NOTICED
V.
Defendant
Edward Bronson
Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital
Relief Defendant
Fairhills Capital, Inc.
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Pacer update 15 Apr 14 - SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Date Filed # Docket Text
04/15/2014 24 PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...ENDORSEMENT: Any filing unrelated to discovery disputes (including but no limited to summary judgment or other motions) may be filed under seal, however a redacted version of the sealed document must be publicly filed within 14 days. So Ordered. (Signed by Judge Kenneth M. Karas on 4/14/2014) (lnl) (Entered: 04/15/2014)
04/11/2014 23 LETTER MOTION for Local Rule 37.2 Conference addressed to Judge Kenneth M. Karas from Kevin P. McGrath dated 04/11/2014. Document filed by Securities and Exchange Commission.(Tepperman, Wendy) (Entered: 04/11/2014)
04/09/2014 22 STIPULATION AND ORDER EXTENDING TIME: IT IS HEREBY STIPULATED AND AGREED, by and between counsel for Defendants and Relief Defendant and counsel for the SEC, that the time for Defendants and Relief Defendant to file an answer shall be on or before May 29, 2014; and One previous stipulation and request for an extension of time was made on or about October 25, 2012 and was so ordered by Judge Karas (Docket No. 12). SO ORDERED. Edward Bronson answer due 5/29/2014; E-Lionheart Associates, LLC answer due 5/29/2014; Fairhills Capital, Inc. answer due 5/29/2014. (Signed by Judge Kenneth M. Karas on 4/9/2014) (lnl) (Entered: 04/09/2014)
03/31/2014 21 OPINION AND ORDER: Defendants' Motion To Dismiss is denied. The Clerk of Court is respectfully directed to terminate the pending motion. (Dkt. No. 17.) SO ORDERED. (Signed by Judge Kenneth M. Karas on 3/31/2014) (lnl) (Entered: 03/31/2014)
U.S. District Court
Southern District of New York (White Plains)
CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None
Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff
Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212) 336-0042
Fax: 212-336-1323
Email: calamaria@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
(212) 336-1100
Fax: (212) 336-1322
Email: mcgrathk@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
(212) 336-0176
Fax: (212) 336-1320
Email: teppermanw@sec.gov
ATTORNEY TO BE NOTICED
William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: (212)-336-1322
Email: edwardsw@sec.gov
ATTORNEY TO BE NOTICED
V.
Defendant
Edward Bronson
Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital
Relief Defendant
Fairhills Capital, Inc.
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Pacer update 31 Mar 14- SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Date Filed # Docket Text
03/31/2014 21 OPINION AND ORDER: Defendants' Motion To Dismiss is denied. The Clerk of Court is respectfully directed to terminate the pending motion. (Dkt. No. 17.) SO ORDERED. (Signed by Judge Kenneth M. Karas on 3/31/2014) (lnl) (Entered: 03/31/2014)
U.S. District Court
Southern District of New York (White Plains)
CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None
Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff
Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212) 336-0042
Fax: 212-336-1323
Email: calamaria@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
(212) 336-1100
Fax: (212) 336-1322
Email: mcgrathk@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
(212) 336-0176
Fax: (212) 336-1320
Email: teppermanw@sec.gov
ATTORNEY TO BE NOTICED
William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: (212)-336-1322
Email: edwardsw@sec.gov
ATTORNEY TO BE NOTICED
V.
Defendant
Edward Bronson
Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital
Relief Defendant
Fairhills Capital, Inc.
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
In 2012, it brought suit against Edward Bronson and his firm E-Lionheart, which also did business as Fairhills Capital...The case is still in its fairly early stages, but Bronson hasn't given up. He's replaced E-Lionheart with Exelerate Group and another entity called Deer Valley Management.
STBV Shareholders Get Broadsided By Massive Dilution!
Written by Janice Shell
http://www.pumpsanddumps.com/2014/02/regulation-eh-stbv-shareholders-get.html
In the past two years, the SEC has been cracking down on fraudulent opinions, making life difficult for the financiers. In 2012, it brought suit against Edward Bronson and his firm E-Lionheart, which also did business as Fairhills Capital, alleging that Bronson had bought shares from approximately 100 penny companies at very deep discounts, and had then resold them immediately, without registration or any valid exemption from registration. The case is still in its fairly early stages, but Bronson hasn't given up. He's replaced E-Lionheart with Exelerate Group and another entity called Deer Valley Management.
http://www.pumpsanddumps.com/2014/02/regulation-eh-stbv-shareholders-get.html
10/01/2013 ***DELETED DOCUMENT. Deleted document number 21 STANDING ORDER M10-468: Stay of Certain Civil Cases Pending the Restoration of Department of Justice Funding.. The document was incorrectly filed in this case. (ad) (Entered: 10/01/2013)
7:12-cv-06421-KMK Securities and Exchange Commission v. Bronson et al
Kenneth M. Karas, presiding
Date filed: 08/22/2012
Date of last filing: 10/01/2013
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
The SEC could do something about it. Why they don't is beyond me...
The FBI seized Fairhills computers, surely there is evidence enough to put a bunch of those creeps in prison. Why aren't we seeing indictments?
Can't help noticing it's an LLC. The loathsome miserable stinking turds always make damn sure THEY are protected, don't they.
They should tighten the rules to make it more difficult for the crooks to continue.
It is pretty obvious HOW they do it, so rather than the SEC trying to chase them, they really ought to make it more difficult for the crooks by tightening the rules.
BigBake1 lists the problems, so the SEC needs to work on that IMO. Unfortunately Government wants to tightly regulate the wrong things.
Because it takes them forever to build their cases. They should speed things up.
I think I've read that transcript before. Someone from GOSY's transfer agent, Continental, participated in it.
In the case of GOSY $500 grand was wired in from Nigeria and they set up a PR agency, contacted GOSY and probably others. The guy hooked up with a woman in the U.S. bought her a fancy car and set her up in business. Traded the mess into bankruptcy, left the country, and everything was repo'd. I'm sure that $500 grand was used to push many millions around.
The government should be able to have a program written that identifies these trading patterns. There is no excuse for it.
By the way, Fairhills begged for GOSY shares for months and never got them.
A couple things get in the way, first being identifying the actual person who is benefiting from the sale, many of these people use other people names in place of their own. Roger Pawson for example used his Wife, Step Daughter, Father in law and Step Son in many documents to hide himself. Although one can only do it so many times before the pattern is picked up if the information isn’t shared between all of the brokers and regulator it becomes difficult to track.
Second issue is where are they, PO Boxes are the norm, physical addresses are not all that common in most of these cases. I will use Pawson as an example again, he doesn’t live here in the states, he uses a foreign broker to do his dirty work, it is very difficult to get information on him since US laws do not apply abroad.
Third issue, the slow process of building a case, if you read through that transcript they discuss the SLOW WHEELS of JUSTICE. It takes 18 months on average to open a case and eventually file a complaint. By that time the offenders are well on their way with yet another scam and in some cases multiple ones.
Fourth issue, "GATEKEEPERS" failing to do their job, that is the Transfer Agents and small Brokers allowing these certs go through unvetted and lacking documents.
Fifth issue, sleazy lawyers drafting opinion letters without ever verifying a single thing, not even DDing the physical business itself.
I highly recommend reading that transcript, it really highlights some of the issues all of these participants were experiencing in the matter.
So why do they permit repeat offenders to churn through one shell after another?
You think? There was this "conference" held a couple of years ago by the SEC concerning the OTC Markets. They called it "The SEC Rountable on Microcap Fraud and Money Laundering". They had several panels dealing with specific subjects:
I think many of these pink sheet stocks are being used as vehicles for money laundering.
Yes, even with a DTC chill. DNAD is one example and had the fastest re-dilution I've ever seen. 644 million new shares were dumped in just over 30 days between mid May and mid June 2013.
They didn't even file a Form D pretending to have an exemption from registration this time.
Have any of the Co,s involved in Fairhills capital scam been able to R/S?
Pacer update 01 Oct 13- SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Date Filed # Docket Text
10/01/2013 ***DELETED DOCUMENT. Deleted document number 21 STANDING ORDER M10-468: Stay of Certain Civil Cases Pending the Restoration of Department of Justice Funding.. The document was incorrectly filed in this case. (ad) (Entered: 10/01/2013)
U.S. District Court
Southern District of New York (White Plains)
CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None
Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff
Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212) 336-0042
Fax: 212-336-1323
Email: calamaria@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
(212) 336-1100
Fax: (212) 336-1322
Email: mcgrathk@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
(212) 336-0176
Fax: (212) 336-1320
Email: teppermanw@sec.gov
ATTORNEY TO BE NOTICED
William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: (212)-336-1322
Email: edwardsw@sec.gov
ATTORNEY TO BE NOTICED
V.
Defendant
Edward Bronson
Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital
Relief Defendant
Fairhills Capital, Inc.
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Excelerate Group is Edward Bronson's new iteration of Fairhills Capital Management. He is using the same suite and telephone number.
Exelerate Group
245 Main Street | Suite 390
White Plains, NY 10601
Tel. +1 914 358 1930
http://www.exelerate.com/index.php
Fairhills Capital Management, LLC
245 Main Street
Suite 390
White Plains, NY 10601
(914) 358-1930
http://www.fairhills.com/
The old content from his Fairhills website has been removed.
Thanks for the due diligence on Deer Valley Management, LLC Xena!
Related before the bust -
Thanks Janice. Much like Big Apple Consulting did with Boost Management.
Oh yes. They're the same people. Bronson's new company. One of them, anyhow. He has connections to Deer Park, Texas.
Deer Valley Management, LLC may be a new iteration of Fairhills Capital Management, LLC.
Same street address, different suite #.
Deer Valley Management, LLC
245 Main Street
Suite 302
White Plains, NY 10601
http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=225507270
Fairhills Capital Management, LLC
245 Main Street
Suite 390
White Plains, NY 10601
http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=79695411
03/15/2013 19 MEMORANDUM OF LAW in Opposition re: 17 MOTION to Dismiss the Complaint.. Document filed by Securities and Exchange Commission. (McGrath, Kevin) (Entered: 03/15/2013)
Doc 19 PDF file
http://www.scribd.com/doc/155961453/SEC-v-Bronson-Et-Al-Doc-19-Filed-15-Mar-13
Pacer update 15 Mar 13- SEC v. Bronson et al CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
Date Filed # Docket Text
03/15/2013 20 REPLY MEMORANDUM OF LAW in Support re: 17 MOTION to Dismiss the Complaint.. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc.. (Lipman, Alex) (Entered: 03/15/2013)
03/15/2013 19 MEMORANDUM OF LAW in Opposition re: 17 MOTION to Dismiss the Complaint.. Document filed by Securities and Exchange Commission. (McGrath, Kevin) (Entered: 03/15/2013)
03/15/2013 18 MEMORANDUM OF LAW in Support re: 17 MOTION to Dismiss the Complaint.. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc.. (Attachments: # 1 Exhibit A)(Lipman, Alex) (Entered: 03/15/2013)
03/15/2013 17 MOTION to Dismiss the Complaint. Document filed by Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc..(Lipman, Alex) (Entered: 03/15/2013)
02/06/2013 16 NOTICE OF APPEARANCE by James Michael Smith on behalf of Edward Bronson, E-Lionheart Associates, LLC, Fairhills Capital, Inc. (Smith, James) (Entered: 02/06/2013)
01/11/2013 15 MOTION SCHEDULING ORDER: Defendants shall serve their motion and any memoranda in support by February 1, 2013. Plaintiff shall serve response papers by March 1, 2013. Any reply shall be served by March 15, 2013. Counsel are reminded that there is a strict page limit, which may be increased only with express permission from the Court. (Signed by Judge Kenneth M. Karas on 1/8/2013) (mml) (Entered: 01/11/2013)
01/08/2013 Minute Entry for proceedings held before Judge Kenneth M. Karas: Pre-Motion Conference held on 1/8/2013. Kevin McGrath and William Edwards for Plaintiff. Alex Lipman and Ashley Baynham for Defendants. The Court set a briefing schedule for Defendants' Motion to Dismiss. See scheduling order. (lnl) (Entered: 01/10/2013)
U.S. District Court
Southern District of New York (White Plains)
CIVIL DOCKET FOR CASE #: 7:12-cv-06421-KMK
Securities and Exchange Commission v. Bronson et al
Assigned to: Judge Kenneth M. Karas
Cause: 15:77 Securities Fraud
Date Filed: 08/22/2012
Jury Demand: None
Nature of Suit: 850 Securities/Commodities
Jurisdiction: U.S. Government Plaintiff
Plaintiff
Securities and Exchange Commission
represented by Andrew Matthew Calamari
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212) 336-0042
Fax: 212-336-1323
Email: calamaria@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Kevin Patrick McGrath
Securities and Exchange Commission(NYC)
3 World Financial Center, Suite 400
New York, NY 10281
(212) 336-1100
Fax: (212) 336-1322
Email: mcgrathk@sec.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Wendy Beth Tepperman
U.S. Securities and Exchange Commission( 3 World Financial)
Three World Financial Center
New York, NY 10281
(212) 336-0176
Fax: (212) 336-1320
Email: teppermanw@sec.gov
ATTORNEY TO BE NOTICED
William Edwards
Securities & Exchange Commission (3 WFC)
3 World Financial Center, Room 400
New York, NY 10281
(212)-336-0953
Fax: (212)-336-1322
Email: edwardsw@sec.gov
ATTORNEY TO BE NOTICED
V.
Defendant
Edward Bronson
Defendant
E-Lionheart Associates, LLC
doing business as
Fairhills Capital
Relief Defendant
Fairhills Capital, Inc.
https://ecf.nysd.uscourts.gov/cgi-bin/iquery.pl
UNQT---- > so little is done about this. How can Lance walk but OJ get caught? Lance keeps murdering investors money lol
You can add FTCH, if you're still compiling...
http://www.otcmarkets.com/financialReportViewer?symbol=FTCH&id=100359
Deer Valley Management & EXELERATE GROUP are all FairHills Capital Management!! A bunch of their workers left right at the end of the year!!
UNQT - 2.59 Billion shares issued to Fairhills Capital
UNQT did not disclose these transactions in their quarterly filings at the appropriate times as supplemental filings were added to disclosures published August 21 2012 and November 19 2012.
Nodummy post:
http://investorshub.advfn.com/boards/read_msg.aspx?message_id=78929383
http://investorshub.advfn.com/boards/read_msg.aspx?message_id=82698173
Lance and Nicoletti have taken control of SLNX
Not surprising that another 504 filing was filed by Lance on
November 9 2012:
http://www.sec.gov/Archives/edgar/data/1165006/000114420412061197/xslFormDX01/primary_doc.xml
12/07/2012 13 ENDORSED LETTER addressed to Judge Kenneth M. Karas from Kevin P. McGrath re: Accordingly, any motion to dismiss the Complaint on the grounds set forth in the Defendants' letter should be denied. ENDORSEMENT: The Court will hold a pre-motion conference on January 8, 2013, at 11:30. SO ORDERED. (Pre-Motion Conference set for 1/8/2013 at 11:30 AM before Judge Kenneth M. Karas.) (Signed by Judge Kenneth M. Karas on 12/4/2012) (mml) (Entered: 12/07/2012)
Doc 13 PDF file
http://www.scribd.com/doc/116259364/SEC-v-Bronson-Et-Al-Doc-13-Filed-07-Dec-12
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AERN | AER Energy Resources, Inc. | Action Stock Transfer | Stanley F. Wilson (also CEO) | Stanley F. Wilson Theresa M. Jackson | SEC Suspension GM/CE DTC/TDA Chilll | ||
ATIG | Atlantis Internet Group Corp | VStock Transfer | Barrett & Linn | CP Baker Securities | Donald Bailey | DTC Global Lock | |
BBDA | Bebida Beverage Company | Madison Stock Transfer | Martin & Pritchett, Marshall & Peirvincente | Wall Street Branding/Tom Allinder | Brian Webber | DTC/TDA chill | |
BCAP | Baron Capital Enterprises. Inc. | Continental Stock Transfer & Trust | George J. Tate | Matthew P. Dwyer | DTC/TDA Chill | ||
BMGP | Biomagnetics Diagnostics Corp | Integrity Stock Transfer | Jody M. Walker, Cane Clark | Paul Hardman, Emerging Growth Research, (Equiti-Trend) | Clayton Hardman | Magna Group | |
BORK | Borque Industries, Inc. | American Registrar & Transfer Agency | Gary L. Blum | John M. Borque | DTC Chill | ||
CNEX | Cannon Exploration, Inc. | Global Sentry Equity Transfer | Leonard Aronoff | Damiana Morales | DTC Global Lock. No bid | ||
DKGR | Drake Gold Resources, Inc. | Pacific Stock Transfer Co, | Vic Devlaeminck | Peter Matousek | Greenridege Capital, Kelso Funding | DTC/TDA Chill | |
DNAD | DNA Dynamics, Inc. | Registrar And Transfer Company | John D. Thomas | Hanover+Elite (Elite Financial Communications + Hanover International) | Ed Blincoe, David Lovatt | Magna Group, Hanover Holdings | DTC Chill No bid then 1:500 R/S. |
GIHI | GIGH Globalgroup Investment Holdings, Inc. | Action Stock Transfer | Andrew Coldicutt, Stanley F. Wilson | Fred Rackers | |||
GGII | Green Globe International, Inc. | Transfer Online | Dolkart & Associates | Chris Kimmes | DTC Global Lock. No bid | ||
GOIG | GoIP Global, Inc. | Manhattan Transfer | Bradley E. Essman | Issac H. Sutton | DTC Global Lock. No bid | ||
HBRM | Herborium Group, Inc. | Colonial Stock Transfer | Joseph J. Tomasek, Lucosky Brookman, Don A. Paradiso | Think Pink LLC, Small Cap Support Services | Agnes Olszewski, James Gilligan | DTC Chill | |
HFBG | Hall of Fame Beverages, Inc. | Action Stock Transfer | Vincent & Rees, Cameron Linton | Jessica A. Guitierrez | Capital Edge. Protege | DTC Global Lock, No bid | |
HSCO | Hi Score Corp. | Signature Stock Transfer | Sommer & Schneider | Michael Zoyes | DTC Global Lock. No bid | ||
ICBT | ICBS Limited | Capital Transfer Agency | Westerman Ball Ederer Miller & Sharfstein | Garth McIntosh | DTC/TDA Chill No bid | ||
IJJP | IJJ Corp | Transfer Online | Randall Goulding Tod A. DiTomasso, Kimberly Graus/Rudge | (Boost Marketing), (Big AppleConsulting) | Clifford Pope | Magna Group, BAC, Blullife | DTC/TDA Chill No bid |
IMJX | ImageXpres | Signature Stock Transfer | Patrick R. Brown | John S. Zankowski | DTC Global Lock. No bid | ||
IPWG | International Power Group, Ltd | Routh Stock Transfer | Gracin & Marlow | Daniel Conte, John Benvengo | DTC Global Lock No Bid | ||
LCRE | Lecere Corporation | Corporate Stock Transfer | Ryan Alexander | James Morris | TJ Management | DTC Global Lock | |
LGTT | LIGATT Security International | Island Stock Transfer | The Perry Law Group | Gregory Evans | DTC Global Lock. No bid | ||
MIKP | Mike The Pike Productions, Inc. | Madison Stock Transfer | Johnathan D. Leinwand, Vic Devlaeminck | The Neumark Group | Mark Newbauer | SEC Suspension GM/CE - DTC Chill | |
PHAR | Pharmstar Pharmaceuticals, Inc. | Old Monmouth Stock Transfer | Joseph L. Pittera | Tommy Johnson | Howard Phykitt | DTC/TDA Chill | |
QASP | Quasar Aerospace Industries, Inc. | Island Stock Transfer | Tomchin & Odom, Bart & Associates, Brunson, Chandler & Jones | Donnell Vigill | |||
RFMK | Rapid Fire Marketing, Inc. | PacWest Transfer | Davis & Associates | Thomas Allinder | DTC/TDA Chill | ||
SGCP | Sierra Gold Corporation | Capital Transfer Agency | Douglas Evans | DTC Global Lock | |||
STVB | Strategic Global Investments, Inc. | Clear Trust | Morella & Associates | Andrew Fellner | AGS Capital Group | ||
TLFX | Teleflix Communications Holdings, Inc. | Corporate Stock Transfer | Hicks Law Group | The Eversull Group | Mezuan Norman | ||
TMSH | Transglobal Assets, Inc. | Transfer Online | Kent Strickler | ||||
UNQT | Union Equity, Inc. | Action Stock Transfer | Jillian Sidioti, Kimberly Graus/Rudge | The Cervelle Group, (Investors Development Grp), (Boost Marketing), (Big Apple Consulting) | Charles R. Lance | EMSEG, Southern Lending Solutions, BAC | DTC Chill No bid |
VLNX | Vision Plasma Systems, Inc, | First American Stock Transfer | Wilson & Oskam | Timothy P. Volk |
TICKER | COMPANY | TRANSFER AGENT | ATTORNEY | IRP (FORMER) | CEO/OFFICERS | OTHER PP | STATUS |
EDWY | eDoorways International Corp | ClearTrust | Arne M. Ray, Gersten Savage (Abel L. Pierre) | Heritage Corporate Services | Gary F. Kimmons | Magna Group TJ Management | DTC Chill |
NEGS | NX Global, Inc. | Interwest Transfer | David F. LaFave | DTC Chill ? | |||
SNDY | Solos Endoscopy, Inc. | Pacific Stock Transfer | Brian F. Faulkner, Kimberly Graus/Rudge, Carl N. Duncan, Guy M. Jean-Pierre | Boost Marketing, (Big Apple Consulting) | Robert Segersten CEO, Fred Scheimann CFO (also the auditor) | BAC | DTC/ Chill ? |
SUTI | SUTIMCo International, Inc. | Interwest Transfer | Brian F. Faulkner | Boost Marketing, (Big Apple Consulting) | Fred Rodgers | BAC | DTC Chill ? |
TDEY | 3D Eye Solutions, Inc. | Standard Registrar & Transfer Agency, (Florida Atlantic Stoc Transfer) | Johnathan D. Leinwand, (Carl N. Duncan). (Kimberly Rudge/Graus) | Boost Marketing, (Big Apple Consulting) | Clark Ortiz, Eddie Vakser, (Robert Zysblat), (Owen Dukes); (Marc Jablon) | Blulife, BAC | DTC Chill |
TICKER | COMPANY | TRANSFER AGENT | ATTORNEY | IRP | OFFICERS | STATUS |
AQLV | Aqualiv Technologies, Inc. | Pacific Stock Transfer | Lucosky Brookman | (Big Apple Consulting) | William M. Wright, III | Now VRTY after 1:100 R/S |
ARTS | Artfest International, Inc. | Island Stock Transfer | (Big Apple Consulting) | Edward Vasker | SEC Suspension, Revoked | |
BFLX | Bioflamex Corp. | Island Stock Transfer | Cane Clark | Morningstar Corporate Communications | Kristrian Schiorring | |
FLTT | Flint Telecom Group, Inc. | Computershare Trust Co. | Vincent Browne, Bernard A. Freid | |||
JAMN | Jammin Java Corp. | ? | Rick Apodaca | |||
LBSR | Liberty Star Uranium & Metals Corp. | ? | Clark Wilson | James Briscoe | ||
LSTG | Lone Star Gold, Inc. | Corporate Stock Transfer | Hallett & Perrin | Dresner Corporate Services | Daniel M. Ferris | |
NECA | New America Energy Corp. | Empire Stock Transfer | Rick Watchuk | |||
SAVW | SavWatt USA, Inc. | Manhattan Transfer Registrar | Scheinzia Ross Friedman Ference | Isaac H. Sutton | SEC Suspension, GM/CE |
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