It would not harm to pass the information and alert both SEC and NASD if only for the purpose of clearing the air.
Too often we see the locking of stable doors after the horse has bolted.
Maybe two or three of us should inform (alert) them. It would put them in an embarrassing position (knowing that others had noticed and they had not) if the SHTF and they had done nothing - especially if BOTH have been informed - one could not blame the other quite so easily.
Ummm, no I think what you posted backs up just what I said, however anytime I've called NASD with a problem or complaint they have been happy to either direct me to the right place/person or on one occasion NASD put me on hold and called the proper jurisdiction for me and got the answers.
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