Jim, I think you might be a little bit out there:-
National Association Of Securities Dealers (NASD) A nonprofit membership organization registered with the Securities and Exchange Commission (SEC) under the provisions of the Securities Exchange Act of 1934. Membership is limited and consists mostly of broker-dealers and investment banking houses. Basic goals of the NASD are to:
Promote just and equitable principles of trade for the protection of investors; Adopt, oversee, and enforce rules of fair practice; Consult with government and investors on matters of common concern; Conduct periodic examinations and audits to ensure solvency and financial integrity among members.
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