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Re: Jim Bishop post# 9067

Tuesday, 02/21/2006 6:05:44 PM

Tuesday, February 21, 2006 6:05:44 PM

Post# of 23107
Jim, I think you might be a little bit out there:-

National Association Of Securities Dealers (NASD)
A nonprofit membership organization registered with the Securities and Exchange Commission (SEC) under the provisions of the Securities Exchange Act of 1934. Membership is limited and consists mostly of broker-dealers and investment banking houses. Basic goals of the NASD are to:

Promote just and equitable principles of trade for the protection of investors;
Adopt, oversee, and enforce rules of fair practice;
Consult with government and investors on matters of common concern;
Conduct periodic examinations and audits to ensure solvency and financial integrity among members.

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