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05/31/13 12:12 PM

#66947 RE: CliffRaRaRa86 #66941

240.14-a-3, 240.14-a-4, 240.14-a-5 and 240.14-a-13 ... and all of 240.14.a is applicable to Proxies. Ask yourself if the information that you beleive was not provided per the Code falls under this category.