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Friday, May 31, 2013 8:08:43 AM
Here you go, LOOK AT Regulation 240.14-a-3, 240.14-a-4, 240.14-a-5 and 240.14-a-13 as a matter of fact read over the whole document and you may get a better understanding of rules and regulations.
http://www.ecfr.gov/cgi-bin/text-idx?c=ecfr&sid=47b43cbb88844faad586861c05c81595&rgn=div5&view=text&node=17:3.0.1.1.1&idno=17#17:3.0.1.1.1.2.78
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