"what dpilon was saying is that there was no form 3 filed by pike when the 100 million shares were initially bought as the company was a 1933 act co. which did not require a form 3 filing but when it did turn into a 1934 act co, which was on 28 Sep, pike was forced to file a form 3"
Simply not true. Pike had to file within 10 days of crossing the 10% ownership threshhold. SPNG had registered shares with the SEC and filing compliance is(was) mandatory. It was the 2+ billion shares they sold that were unregistered that was the problem. Well, that and little things like bogus sales.