Replies to post #41828 on California Grapes International, Inc (CAGR)

[Alyssa]

Any stock that is NOT an NMS (National Market System) stock under FINRA is an "OTC Equity Security, i.e., non-NMS stocks such as OTCBB securities, Pink Sheets securities, ADRs, Canadian issues, foreign securities, non-exchange listed DPP securities, and Restricted Equity Securities."

FINRA Rule series 6620 and 7300 apply to this group, "OTC Equity Securities."

http://www.finra.org/Industry/Regulation/Guidance/p038942

(Not that FINRA has made any of this a piece of cake to understand.)

:)