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Re: Crystalballz post# 41828

Wednesday, 05/11/2011 3:55:42 PM

Wednesday, May 11, 2011 3:55:42 PM

Post# of 76214
Any stock that is NOT an NMS (National Market System) stock under FINRA is an "OTC Equity Security, i.e., non-NMS stocks such as OTCBB securities, Pink Sheets securities, ADRs, Canadian issues, foreign securities, non-exchange listed DPP securities, and Restricted Equity Securities."

FINRA Rule series 6620 and 7300 apply to this group, "OTC Equity Securities."

http://www.finra.org/Industry/Regulation/Guidance/p038942

(Not that FINRA has made any of this a piece of cake to understand.)

:)