Sirius, I remember that being mentioned as well. While it is nice to see a glimpse into the thoughts of the SEC - namely that Joe's and Luis' actions had a direct bearing on GTEM's violations - until the court makes a final ruling, it is still plaintiff vs. defendant.
The court would probably need to come out with a final ruling on Joe and Luis which would set a precedent for the SEC to determine if any penalties get applied to GTEM. AIMHO.
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