Below This was from the 2022 ( 3-21-22 ) 10K yearly report : This all together represents about 256 million shares . Dennis Anderson has no restrictions , I dont think H.C. Wainwright would be restricted its been more than a year, Im not sure about Armistice i would have look it up but its been more than a year. Carlton James has sold in the past and Diversified Alpha fund probably has . Would have to look it up. The investor that received 10 million shares recently by last 10 Q may have to wait a year to sell not sure. No insider has sold so thats around 160 million shares plus what Victor bought or sold through Carlton James ownership. I believe , and we can look at daily volume which isnt huge , most who own shares dont want to sell or have restrictions or are insiders holding even if they could sell. I know these numbers have changed somewhat but i think the are selling is extreemly low even if they could probably 97 % are holding the volume has been very low until the last few days but still not big. I think if great news starts coming in the stock could move higher with most holding since it looks like this company has some very promising development s taking place . Some say the float is as high as 134 million but i dont think you have that much out there looking at the numbers . people are holding and waiting we know that for sure .
Named Executive Officers and Directors:
Victor Keen (2) 103,179,461 40.3
Simon Calton (3) 20,707,834 8.10% - -
Ronald Dombrowski (4) 6,644,920 2.60% - -
Douglas Freitag (5) 2,561,922 1.00% - -
Matthew Kappers (6) 10,205,117 3.99% - -
Matthew Hoffman (7) 3,750,000 1.47% - -
Michael Kraft (8) 14,208,160 5.56% - -
All directors and executive officers as a group 161,257,414 63.09% 265,000 76.81%
Other 5% Stockholders:. ( about 70 million shares )
Carlton James Ltd (9) 24,259,528 9.49% - -
Diversified Alpha Fund (10) 23,378,943 9.15% - -
Armistice Capital Master Fund Ltd (11) 23,500,000 9.19% - -
Also these parties received stock about 25 million shares.
1. H.C. Wainwright (who closed the Armistice deal March 2 2021 ,for the 6 million dollar investment ) 3 people there received from like 800,000 to 3,000,000 shares ( ill look it up ) Is it restricted ?? Dont know have to read the agreement. Its been more than a year.
2. Dennis Anderson a NDSU Professor and founder of Coretec had 10,000,000 shares (Not restricted in selling stock as far as i know and not with Coretec anymore ).
3. Last 10Q said an investor received 10,000,000 shares
(This doesnt include option to buy shares for Coretec employees. nor does it include the shares count of shares sold by Carlton James or others or shares bought recently by Mr. Keenor options excercised .
4. I might note someone as you may remember a year ago bought like 3 million shares and the price jumped from 17 cents to 51 cents in 20 min. so they have shares out there but who know if they have kept them or trying to sell ,wouldnt know why they would sell after buying at those prices.
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