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Thursday, January 19, 2023 12:19:23 PM
Named Executive Officers and Directors:
Victor Keen (2) 103,179,461 40.3
Simon Calton (3) 20,707,834 8.10% - -
Ronald Dombrowski (4) 6,644,920 2.60% - -
Douglas Freitag (5) 2,561,922 1.00% - -
Matthew Kappers (6) 10,205,117 3.99% - -
Matthew Hoffman (7) 3,750,000 1.47% - -
Michael Kraft (8) 14,208,160 5.56% - -
All directors and executive officers as a group 161,257,414 63.09% 265,000 76.81%
Other 5% Stockholders:. ( about 70 million shares )
Carlton James Ltd (9) 24,259,528 9.49% - -
Diversified Alpha Fund (10) 23,378,943 9.15% - -
Armistice Capital Master Fund Ltd (11) 23,500,000 9.19% - -
Also these parties received stock about 25 million shares.
1. H.C. Wainwright (who closed the Armistice deal March 2 2021 ,for the 6 million dollar investment ) 3 people there received from like 800,000 to 3,000,000 shares ( ill look it up ) Is it restricted ?? Dont know have to read the agreement. Its been more than a year.
2. Dennis Anderson a NDSU Professor and founder of Coretec had 10,000,000 shares (Not restricted in selling stock as far as i know and not with Coretec anymore ).
3. Last 10Q said an investor received 10,000,000 shares
(This doesnt include option to buy shares for Coretec employees. nor does it include the shares count of shares sold by Carlton James or others or shares bought recently by Mr. Keenor options excercised .
4. I might note someone as you may remember a year ago bought like 3 million shares and the price jumped from 17 cents to 51 cents in 20 min. so they have shares out there but who know if they have kept them or trying to sell ,wouldnt know why they would sell after buying at those prices.
Recent CRTG News
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