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VeronicaFox

10/25/21 4:40 PM

#133539 RE: rick flair #133538

No, this is about stocks that do Not disclose public information. HESG has been demoted from pink no information to Expert market which is same as Grey with electronic execution.

US brokerages don’t allow dark / defunct / no information stocks to be traded since September 28, 2021 when new amendments to Rule 15c-211 went into effect. The final SEC rule is to enhance investor protection and improve issuer transparency. The securities regulator (SEC) is trying to stamp out fraud.