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wadirum1

09/21/21 1:23 PM

#97417 RE: N4longterm #97416

Over the years I've seen a lot of companies that get current, get the yield, get current, get the caveat emptor, then back to current, etc. You sound as though you do a better job of this than many pink CEOs. So, I am not saying that FINRA has to do what I am saying. I suppose it could be the case that once they miss their filings there will be essentially no pathway back. In that case, MIKP is finished.

But it is my experience that when you increase the number of people or companies being negatively affected by some rules and when you increase the negative consequences for those affected, then some people/companies comply whereas others complain and change the system back toward something less onerous.

Otherwise, if Janice is correct that the path back to quoted pink current is nearly impossible, then that the boat MIKP is in.