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Fishing at Surfside

09/04/19 3:12 AM

#26581 RE: Fishing at Surfside #26580

Only SEC-registered and FINRA-approved broker-dealers may quote securities on OTC Link® ATS. Only one broker-dealer quotation is required to start trading. Not all broker-dealers are willing to sponsor a new security and file a Form 211. Many broker-dealers will begin to quote a security only after another firm does the paperwork to be quoted on OTC Link® ATS. After 30 days, the newly quoted stock becomes 'piggyback qualified,' meaning any broker-dealer from that point on can begin quoting it without filing the Form 211 on its own.

https://www.otcmarkets.com/learn/getting-traded

premier1one

09/04/19 5:29 AM

#26586 RE: Fishing at Surfside #26580

What is the Piggy Back Rule?
The phrase “piggyback qualified” refers to a stock for a public company that has already had a Form 211 filed by a FINRA registered market maker, and meets the “frequency-of-quotation” requirement under SEC Rule 15c2-11(f)(3).

This frequency-of-quotation test is passed when a broker/dealer publishes quotations in the stock in the appropriate interdealer quotation system for a minimum of Twelve (12) Business days during the preceding Thirty (30) calendar days. Also, during that time, there can be no greater than Four (4) consecutive business days without published quotations in the stock.

After this criteria has been satisfied, the stock is known as “piggyback qualified” and other market makers may publish quotations in the stock without filing their own Form 211.

mikeo56

09/04/19 7:10 AM

#26590 RE: Fishing at Surfside #26580

Maybe finally break .40
And stay above there
This time.
Wow
Good News they keep pressing forward.

Soli is a bomb and she is ready.

The longs are going to be richly rewarded

retireat51

09/04/19 7:50 AM

#26593 RE: Fishing at Surfside #26580

Awesome catch! It's game on! Go SOLI

ThoughtPower

09/04/19 7:53 AM

#26595 RE: Fishing at Surfside #26580

Hence why we've been seeing the channel locked in this range for some time is my guess.

Excellent!

MWM

09/04/19 8:00 AM

#26596 RE: Fishing at Surfside #26580

Anticipated Piggy Back!

Great Find Fishing!

DTGoody

09/04/19 9:14 AM

#26610 RE: Fishing at Surfside #26580

Awesome Find Fishing at the Surfside! Looks like the Expert Tier is giving our MM his exclusive 30 days to market SOLI! We are getting our up listing on October 3rd. According to this! Thank You!!!

Anticipated piggyback - 10/3/19

https://www.otcmarkets.com/market-activity/corporate-actions

Under corporate actions, select Anticipated piggyback.